Upexi Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqCM:UPXI Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
23 Dec 25	BuyUS$90,000	Allan Marshall	Individual	50,000	US$1.80
16 Dec 25	BuyUS$310,500	Allan Marshall	Individual	150,000	US$2.07
20 Nov 25	BuyUS$127,500	Eugene Salkind	Individual	50,000	US$2.55
17 Nov 25	BuyUS$546,000	Eugene Salkind	Individual	200,000	US$2.81
22 Jul 25	BuyUS$97,770	Lawrence Dugan	Individual	16,000	US$7.50
11 Jul 25	BuyUS$799,998	Allan Marshall	Individual	161,943	US$4.94
11 Jul 25	BuyUS$100,000	Eugene Salkind	Individual	20,243	US$4.94
17 Apr 25	BuyUS$100,001	Andrew Norstrud	Individual	43,860	US$2.28
17 Apr 25	BuyUS$1,500,001	Allan Marshall	Individual	657,895	US$2.28
17 Apr 25	BuyUS$550,002	Eugene Salkind	Individual	241,229	US$2.28

Insider Trading Volume

Insider Buying: UPXI insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of UPXI?
Owner Type	Number of Shares	Ownership Percentage
Private Companies	1,980,522	3.13%
Hedge Funds	5,000,000	7.91%
Individual Insiders	6,298,605	9.96%
Institutions	10,375,100	16.4%
General Public	39,553,856	62.6%

Dilution of Shares: Shareholders have been substantially diluted in the past year, with total shares outstanding growing by 5972.3%.

Top Shareholders

Top 25 shareholders own 35.69% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
7.91%	Polar Asset Management Partners Inc.	5,000,000	US$11.3m	0%	0.4%
6.4%	Allan Marshall	4,046,261	US$9.2m	86.4%	no data
3.13%	Cnc Inversiones Limited	1,980,522	US$4.5m	422%	no data
1.98%	Alyeska Investment Group, L.P.	1,250,000	US$2.8m	0%	0.01%
1.33%	Brian Rudick	838,597	US$1.9m	91.2%	no data
1.25%	Eugene Salkind	788,220	US$1.8m	34.7%	no data
1.21%	MM Asset Management Inc	766,933	US$1.7m	0%	0.11%
1.2%	UBS Asset Management AG	757,244	US$1.7m	1,990%	no data
1.19%	Susquehanna International Group, LLP	751,479	US$1.7m	558%	no data
1.12%	The Vanguard Group, Inc.	710,744	US$1.6m	41.9%	no data
1.08%	BlackRock, Inc.	682,037	US$1.5m	0%	no data
1.02%	Marex Group plc	644,176	US$1.5m	0%	0.02%
0.99%	ShariaPortfolio, Inc.	622,728	US$1.4m	0%	0.34%
0.97%	Jane Street Group, LLC	614,870	US$1.4m	0%	no data
0.73%	Geode Capital Management, LLC	458,347	US$1.0m	36.4%	no data
0.66%	Kathmere Capital Management, LLC	417,983	US$948.8k	-80.9%	0.06%
0.65%	Andrew Norstrud	409,138	US$928.7k	417%	no data
0.58%	Millennium Management LLC	365,957	US$830.7k	-5.01%	no data
0.48%	Morgan Stanley	301,123	US$683.5k	44,700%	no data
0.42%	Simplex Trading, LLC	267,135	US$606.4k	373%	0.01%
0.4%	Heights Capital Management, Inc.	250,000	US$567.5k	0%	0.22%
0.3%	State Street Global Advisors, Inc.	192,022	US$435.9k	47.7%	no data
0.28%	Barclays PLC	175,483	US$398.4k	0%	no data
0.24%	JPMorgan Chase & Co.	150,227	US$341.0k	0%	no data
0.18%	Lawrence Dugan	116,389	US$264.2k	8,280%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2026/01/06 02:28
End of Day Share Price	2026/01/05 00:00
Earnings	2025/09/30
Annual Earnings	2025/06/30

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* Example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on Github.

Analyst Sources

Upexi, Inc. is covered by 3 analysts. 1 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Brian Kinstlinger	Alliance Global Partners
Brett Knoblauch	Cantor Fitzgerald & Co.
Thomas Shinske	Cantor Fitzgerald & Co.