City of London Investment Group Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

OTCPK:CLIU.F Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
15 Oct 24	BuyUS$120,831	City Of London Employee Benefit Trust	Company	25,000	US$4.83
10 Oct 24	BuyUS$119,900	City Of London Employee Benefit Trust	Company	25,000	US$4.80
22 Mar 24	BuyUS$57,650	City Of London Employee Benefit Trust	Company	14,298	US$4.03
19 Mar 24	BuyUS$101,772	City Of London Employee Benefit Trust	Company	25,000	US$4.07
07 Mar 24	BuyUS$41,291	Sarah Ing	Individual	10,000	US$4.13

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of CLIU.F?
Owner Type	Number of Shares	Ownership Percentage
Public Companies	60,113	0.123%
Private Companies	80,262	0.164%
Employee Share Scheme	1,830,079	3.74%
General Public	7,075,020	14.5%
Individual Insiders	17,646,326	36.1%
Institutions	22,197,926	45.4%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 80.68% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
32.6%	George Karpus	15,948,201	US$76.7m	0%	no data
12.6%	U.S. Bancorp Asset Management, Inc.	6,168,543	US$29.7m	-0.02%	0.04%
7.51%	Aberforth Partners LLP	3,672,725	US$17.7m	2.08%	0.6%
4.29%	A J Bell Holdings Limited, Asset Management Arm	2,097,987	US$10.1m	9.97%	0.08%
3.74%	City Of London Employee Benefit Trust	1,830,079	US$8.8m	0.02%	no data
2.62%	HBOS Investment Fund Managers Limited	1,278,653	US$6.2m	5.1%	0.04%
2.23%	Rochester Area Community Foundation, Endowment Arm	1,090,835	US$5.2m	0%	no data
2.16%	Penn Mutual Asset Management, LLC	1,055,813	US$5.1m	-55.7%	1.28%
1.49%	Barclays Bank PLC, Wealth and Investment Management Division	727,399	US$3.5m	-1.02%	0.03%
1.43%	Castlefield Investments	701,025	US$3.4m	-5.27%	0.38%
1.15%	BlackRock, Inc.	563,957	US$2.7m	6.76%	no data
1.14%	Thomas Griffith	557,147	US$2.7m	0%	no data
1.04%	Charles Stanley & Co. Ltd, Asset Management Arm	507,833	US$2.4m	31.4%	0.02%
0.81%	Mark Dwyer	395,390	US$1.9m	0%	no data
0.81%	Legal & General Investment Management Limited	395,338	US$1.9m	0.51%	no data
0.76%	HSBC Global Asset Management (UK) Limited	373,652	US$1.8m	-2.68%	no data
0.65%	Invesco Ltd.	320,000	US$1.5m	-32.1%	no data
0.6%	Jarvis Securities plc, Asset Management Arm	291,621	US$1.4m	-7.51%	0.09%
0.6%	Daniel Lippincott	291,185	US$1.4m	0%	no data
0.59%	Carlos Yuste	286,552	US$1.4m	0%	no data
0.55%	Quilter Cheviot Limited	266,770	US$1.3m	1.91%	0.01%
0.37%	JPMorgan Chase & Co, Private Banking and Investment Banking Investments	181,846	US$875.0k	-10.7%	no data
0.31%	Sanlam Private Investments (UK) Ltd.	151,459	US$728.8k	-3.22%	0.12%
0.31%	UBS Asset Management AG	149,936	US$721.4k	3.14%	no data
0.29%	The Vanguard Group, Inc.	139,825	US$672.8k	0%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2024/07/30 07:59
End of Day Share Price	2024/05/02 00:00
Earnings	2023/12/31
Annual Earnings	2023/06/30

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

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Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

City of London Investment Group Plc is covered by 6 analysts. 2 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Robin Savage	Canaccord Genuity
Ben Archer	Charles Stanley Securities
Michael Sanderson	Evolution Securities