Cornerstone Strategic Value Fund Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NYSEAM:CLM Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
08 Aug 23	SellUS$348,800	Matthew Morris	Individual		40,000	US$8.72

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of CLM?
Owner Type	Number of Shares	Ownership Percentage
Private Companies	286	0.000122%
Individual Insiders	52,486	0.0224%
Institutions	36,220,298	15.4%
General Public	198,470,939	84.5%

Dilution of Shares: Shareholders have been substantially diluted in the past year, with total shares outstanding growing by 94.8%.

Top Shareholders

Top 25 shareholders own 14.39% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
4.68%	Sit Investment Associates, Inc	10,975,470	US$79.6m	1.4%	1.86%
2.3%	Boothbay Fund Management, LLC	5,390,265	US$39.1m	-0.05%	1.62%
2.29%	Alpine Global Management, LLC	5,385,351	US$39.0m	0.07%	13.21%
0.75%	Osaic Wealth, Inc. , Asset Management Arm	1,757,348	US$12.7m	-48.1%	0.07%
0.52%	Centaurus Financial, Inc., Asset Management Arm	1,229,191	US$8.9m	-43.9%	0.67%
0.5%	Thomas J. Herzfeld Advisors, Inc.	1,180,858	US$8.6m	1,250%	3.13%
0.45%	Clough Capital Partners, LP	1,057,356	US$7.7m	0%	0.78%
0.43%	Sculptor Capital Management, Inc.	1,013,894	US$7.4m	0%	0.22%
0.29%	LPL Financial Corporation, Asset Management Arm	688,686	US$5.0m	9.51%	no data
0.28%	Cable Car Capital LLC	661,827	US$4.8m	0%	6.95%
0.26%	Karpus Management Inc	599,817	US$4.3m	0%	0.13%
0.23%	Significant Wealth Partners LLC	547,643	US$4.0m	0%	2.95%
0.19%	Securities America Advisors, Inc.	435,240	US$3.2m	12.2%	0.03%
0.16%	Perennial Investment Advisors, LLC	374,851	US$2.7m	1.76%	0.43%
0.14%	Quarry LP	332,105	US$2.4m	0%	1.31%
0.14%	Raymond James Financial Inc., Asset Management Arm	319,292	US$2.3m	75.2%	no data
0.11%	Morgan Stanley, Investment Banking and Brokerage Investments	260,285	US$1.9m	-28%	no data
0.11%	Susquehanna International Group, LLP, Asset Management Arm	257,743	US$1.9m	0%	no data
0.093%	Atria Wealth Solutions, Inc.	217,406	US$1.6m	-4.51%	0.02%
0.081%	Cetera Financial Holdings, Inc., Asset Management Arm	190,986	US$1.4m	3.2%	0.01%
0.081%	Cohen & Steers Capital Management, Inc.	190,000	US$1.4m	0%	no data
0.078%	URSA Fund Management LLC	182,000	US$1.3m	49.2%	2.83%
0.077%	Yakira Capital Management, Inc.	181,484	US$1.3m	0%	0.62%
0.074%	Robert W. Baird & Co. Incorporated, Asset Management Arm	173,267	US$1.3m	21.8%	no data
0.073%	Wilcoxson Wealth Management	171,165	US$1.2m	26.2%	no data