First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of FXR?
Owner Type	Number of Shares	Ownership Percentage

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 0% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
0%	First Trust Advisors LP	9,981,455	US$0	-2.87%	0.5%
0%	Wells Fargo & Company	1,862,152	US$0	0%	0.03%
0%	Morgan Stanley	1,480,997	US$0	-4.35%	0.01%
0%	Merrill Lynch, Pierce, Fenner & Smith Incorporated	963,584	US$0	-22.9%	0.02%
0%	Raymond James Financial, Inc.	675,013	US$0	-1.88%	0.02%
0%	LPL Financial LLC	603,483	US$0	1.02%	0.01%
0%	UBS Asset Management AG	391,266	US$0	-8.42%	no data
0%	O'Dell Group, LLC	318,657	US$0	2.47%	5.19%
0%	NewEdge Advisors, LLC	315,712	US$0	4.58%	0.12%
0%	Nilsine Partners, LLC	275,024	US$0	19.8%	1.88%
0%	NewSquare Capital, LLC	273,037	US$0	-1.26%	1.41%
0%	Advisory Services Network, LLC	257,724	US$0	-0.26%	0.3%
0%	Royal Bank of Canada	226,277	US$0	0.61%	0.01%
0%	Robert W. Baird & Co. Incorporated	201,032	US$0	-7.61%	0.02%
0%	BB&T Trust	183,766	US$0	0.8%	0.02%
0%	Benjamin Edwards, Inc.	179,596	US$0	3.09%	0.16%
0%	Davidson Investment Advisors, Inc.	174,986	US$0	1.43%	0.07%
0%	Stifel Asset Management Corp.	150,635	US$0	4.04%	0.01%
0%	Janney Montgomery Scott LLC	129,690	US$0	-4.97%	0.02%
0%	Envestnet Asset Management, Inc.	114,526	US$0	-2.72%	no data
0%	Summit Equities, Inc.	100,381	US$0	3.65%	0.16%
0%	Virtue Capital Management, LLC	97,048	US$0	-3.57%	1.29%
0%	Modern Wealth Management, LLC	95,342	US$0	-0.05%	0.14%
0%	WCG Wealth Advisors, LLC	87,760	US$0	4.03%	0.4%
0%	DayMark Wealth Partners, LLC	87,690	US$0	334%	0.22%

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2025/11/14 23:01
End of Day Share Price	2025/11/14 00:00
Earnings	N/A
Annual Earnings	N/A

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* Example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on Github.

Analyst Sources

First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund is covered by 0 analysts. 0 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.