XAI Octagon Floating Rate & Alternative Income Trust Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NYSE:XFLT Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
24 Oct 25	BuyUS$100,140	Lauren Law	Individual	20,000	US$5.01
11 Sep 25	SellUS$73,119	Scott Jones	Individual	13,008.63	US$5.62
21 Feb 25	BuyUS$12,760	John Spence	Individual	2,000	US$6.38
19 Feb 25	BuyUS$19,229	John Spence	Individual	3,000	US$6.41
19 Dec 24	BuyUS$13,000	John Spence	Individual	2,000	US$6.50

Insider Trading Volume

Insider Buying: XFLT insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of XFLT?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	1,305,489	4.89%
Institutions	7,451,379	27.9%
General Public	17,917,415	67.2%

Dilution of Shares: Shareholders have been substantially diluted in the past year, with total shares outstanding growing by 30.4%.

Top Shareholders

Top 25 shareholders own 27.33% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
2.87%	Eagle Point Credit Management LLC	765,361	US$10.7m	0%	10.82%
2.12%	Landscape Capital Management, LLC	564,259	US$7.9m	138%	0.21%
2.1%	Sit Investment Associates, Inc	561,306	US$7.9m	0%	0.05%
2.07%	John Spence	552,607	US$7.7m	0%	no data
2.03%	Theodore Brombach	541,405	US$7.6m	0%	no data
1.82%	Belpointe Asset Management LLC	485,051	US$6.8m	8.26%	0.1%
1.71%	Jonathan Roberts Advisory Group, Inc.	457,224	US$6.4m	-8.09%	0.04%
1.44%	LPL Financial LLC	382,808	US$5.4m	7.2%	no data
1.06%	Consolidated Portfolio Review Corp	283,048	US$4.0m	-2.89%	0.18%
1.04%	Cresset Asset Management, LLC	278,548	US$3.9m	-12%	0.01%
0.94%	Guggenheim Partners, LLC	251,889	US$3.5m	1,530%	0.02%
0.93%	Lido Advisors, LLC	247,782	US$3.5m	0%	0.01%
0.84%	Virtus Investment Advisers, LLC	224,346	US$3.1m	-9.16%	0.06%
0.8%	Balyasny Asset Management L.P.	212,587	US$3.0m	0%	no data
0.73%	Kestra Advisory Services, LLC	193,575	US$2.7m	11.7%	no data
0.68%	UBS Asset Management AG	182,480	US$2.6m	-16.7%	no data
0.62%	Chicago Partners Investment Group LLC	164,544	US$2.3m	-13.4%	0.02%
0.61%	Invesco Ltd.	161,492	US$2.3m	40.8%	no data
0.47%	Robert W. Baird & Co. Incorporated	124,087	US$1.7m	0.67%	no data
0.46%	Morgan Stanley	123,707	US$1.7m	-8.7%	no data
0.41%	Mariner, LLC	110,479	US$1.5m	-31.5%	no data
0.4%	Private Advisor Group, LLC	107,429	US$1.5m	3.44%	no data
0.4%	Samalin Investment Counsel, LLC	106,098	US$1.5m	9.86%	0.19%
0.39%	Cambridge Investment Research Advisors, Inc.	104,562	US$1.5m	-46.7%	no data
0.38%	Triumph Capital Management	102,493	US$1.4m	16.2%	0.14%

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2025/10/30 07:25
End of Day Share Price	2025/10/30 00:00
Earnings	N/A
Annual Earnings	N/A

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* Example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on Github.

Analyst Sources

XAI Octagon Floating Rate & Alternative Income Trust is covered by 1 analysts. 0 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Matthew Howlett	B. Riley Securities, Inc.