Tri-Continental Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NYSE:TY Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
29 Aug 23	SellUS$748	Janet Carrig	Individual		27	US$27.71
06 Jul 23	BuyUS$81,211	Raghavendran Sivaraman	Individual		3,000	US$27.10

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of TY?
Owner Type	Number of Shares	Ownership Percentage
Private Companies	105	0.000202%
Individual Insiders	19,068	0.0366%
Institutions	6,771,159	13%
General Public	45,240,103	86.9%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 10.54% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
1.14%	Morgan Stanley, Investment Banking and Brokerage Investments	594,222	US$17.6m	0.9%	no data
1.05%	Allspring Global Investments, LLC	548,544	US$16.2m	-3.27%	0.02%
1.03%	Bard Financial Services, Inc.	537,183	US$15.9m	-5.37%	1.73%
0.86%	Lazard Asset Management LLC	449,805	US$13.3m	0%	0.01%
0.8%	Blue Bell Private Wealth Management, LLC	413,891	US$12.2m	-0.48%	2.71%
0.57%	Raymond James Financial Inc., Asset Management Arm	298,712	US$8.8m	-1.84%	0.01%
0.51%	Wells Fargo & Company, Securities and Brokerage Investments	263,248	US$7.8m	7.63%	no data
0.48%	UBS Asset Management AG	251,377	US$7.4m	-0.06%	no data
0.48%	Dubuque Bank & Trust, Asset Management Arm	249,725	US$7.4m	0%	0.88%
0.46%	Relative Value Partners Group, LLC	241,439	US$7.1m	-1.72%	0.43%
0.45%	Htlf Bank, Asset Management Arm	234,037	US$6.9m	-2.1%	0.82%
0.41%	Raymond James Financial Services Advisors, Inc.	213,487	US$6.3m	-4.25%	0.01%
0.32%	Uncommon Cents Investing, LLC	167,959	US$5.0m	-0.45%	1.58%
0.25%	Hennion & Walsh Asset Management, Inc.	130,014	US$3.8m	-1.99%	0.21%
0.22%	Wealth Enhancement Advisory Services, LLC	114,038	US$3.4m	-4.17%	0.01%
0.2%	Stifel Asset Management Corp.	104,135	US$3.1m	0.41%	no data
0.17%	1620 Investment Advisors, Inc.	87,228	US$2.6m	1.52%	2.44%
0.17%	Cornerstone Advisors, LLC	86,595	US$2.6m	-8.55%	0.11%
0.16%	Davidson Investment Advisors, Inc.	81,427	US$2.4m	-4.84%	0.02%
0.15%	Royal Bank of Canada, Banking & Securities Investments	79,915	US$2.4m	-2.5%	no data
0.15%	Capstone Financial Advisors Inc	75,513	US$2.2m	0%	0.16%
0.14%	Mariner, LLC	73,522	US$2.2m	0.9%	0.01%
0.14%	Integrated Wealth Concepts LLC	71,445	US$2.1m	-7.21%	0.03%
0.12%	RB Capital Management, LLC	60,494	US$1.8m	-0.05%	0.53%
0.11%	Baltimore-Washington Financial Advisors Inc, Asset Management Arm.	57,192	US$1.7m	0%	0.11%