The Swiss Helvetia Fund Inc.

NYSE:SWZ Stock Report

Market Cap: US$114.5m

Swiss Helvetia Fund Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of SWZ?
Owner TypeNumber of SharesOwnership Percentage
Individual Insiders26,7120.206%
Institutions5,630,60043.3%
General Public7,333,39356.5%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 42.64% of the company
OwnershipNameSharesCurrent ValueChange %Portfolio %
16.7%
Allspring Global Investments, LLC
2,174,265US$19.2m7.32%0.03%
5.42%
Lazard Asset Management LLC
704,340US$6.2m-8.59%no data
2.8%
1607 Capital Partners, LLC
363,863US$3.2m3.37%0.1%
2.49%
Shaker Financial Services, LLC
323,974US$2.9m10.8%1.12%
2.32%
CSS LLC/IL, Asset Management Arm
301,168US$2.7m-1.19%0.6%
2.15%
Gardner Russo & Quinn LLC
279,368US$2.5m1.61%0.03%
1.82%
Bulldog Investors, LLP
236,992US$2.1m-0.2%0.68%
1.74%
Karpus Management Inc.
226,075US$2.0m1.08%0.06%
0.96%
Wilcoxson Wealth Management
124,122US$1.1m-4.24%no data
0.74%
Morgan Stanley, Investment Banking and Brokerage Investments
96,142US$847.5k-2.98%no data
0.71%
Uncommon Cents Investing, LLC
91,800US$809.2k2.41%0.24%
0.7%
Blue Bell Private Wealth Management, LLC
91,317US$805.0k0%0.16%
0.69%
Sanctuary Advisors, LLC
89,631US$790.1k0%0.01%
0.62%
Envestnet Asset Management, Inc.
80,974US$713.8k21.1%no data
0.55%
UBS Asset Management AG
71,384US$629.2k-15%no data
0.39%
AQR Capital Management, LLC
50,423US$444.5k28.4%no data
0.35%
City of London Investment Management Company Limited
45,679US$402.7k-39.1%0.01%
0.28%
Wolverine Asset Management, LLC
36,192US$319.0k55.2%0.03%
0.26%
Delta Capital Management LLC
33,363US$294.1k0%0.12%
0.18%
Landscape Capital Management, LLC
23,298US$205.4k51.9%0.02%
0.17%
Dynamic Advisor Solutions LLC
22,039US$194.3k-4.48%0.01%
0.16%
Logan Stone Capital, LLC
20,166US$177.8k0%0.05%
0.14%
Raymond James Financial Services Advisors, Inc.
17,929US$158.0k0%no data
0.14%
SageView Advisory Group, LLC
17,777US$156.7k-44.3%0.01%
0.13%
Phillip Goldstein
16,783US$147.9k0%no data