Special Opportunities Fund Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NYSE:SPE Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
28 Dec 23	BuyUS$15,538	Phillip Goldstein	Individual		1,319	US$11.78
28 Dec 23	BuyUS$517	Phillip Goldstein	Individual		44	US$11.75

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of SPE?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	57,093	0.519%
Institutions	3,573,667	32.5%
General Public	7,379,417	67%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 32.16% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
14.7%	Relative Value Partners Group, LLC	1,614,949	US$19.8m	0.12%	1.21%
3.89%	RiverNorth Capital Management, LLC	428,448	US$5.2m	11.6%	0.25%
2.43%	Blue Bell Private Wealth Management, LLC	267,652	US$3.3m	0.9%	0.76%
2.37%	CSS LLC/IL, Asset Management Arm	261,384	US$3.2m	-3.05%	0.82%
1.79%	Shaker Financial Services, LLC	197,348	US$2.4m	-7.57%	1.02%
1.23%	Morgan Stanley, Investment Banking and Brokerage Investments	135,870	US$1.7m	-4.81%	no data
1.08%	EPIQ Partners, LLC	119,435	US$1.5m	-15.4%	1.02%
0.83%	Scotiabank Global Banking and Markets, Asset Management Division	91,266	US$1.1m	3.7%	0.01%
0.51%	Securities America Advisors, Inc.	55,779	US$682.7k	1.24%	0.01%
0.38%	Clough Capital Partners, LP	41,306	US$505.6k	0%	0.05%
0.31%	First Manhattan Co. LLC	34,000	US$416.2k	-2.69%	no data
0.29%	Phillip Goldstein	31,822	US$389.5k	1.15%	no data
0.23%	Ancora Advisors LLC	25,834	US$316.2k	-20.5%	0.01%
0.23%	Charles Walden	25,271	US$309.3k	0%	no data
0.22%	Raymond James Financial Inc., Asset Management Arm	24,344	US$298.0k	-18.7%	no data
0.21%	Almitas Capital LLC	23,616	US$289.1k	2.42%	0.07%
0.21%	Deschutes Portfolio Strategy, LLC	22,786	US$278.9k	0%	0.14%
0.19%	Alpine Global Management, LLC	21,424	US$262.2k	5%	0.09%
0.18%	Wells Fargo & Company, Securities and Brokerage Investments	19,888	US$243.4k	-8.43%	no data
0.17%	Sowell Financial Services, LLC	18,427	US$225.5k	-12.5%	0.01%
0.16%	RPO LLC	17,158	US$210.0k	0%	0.38%
0.15%	Osaic Wealth, Inc. , Asset Management Arm	17,000	US$208.1k	-54.1%	no data
0.14%	Harbour Investments, Inc.	15,565	US$190.5k	2.42%	0.01%
0.14%	NBC Securities, Inc., Asset Management Arm	15,478	US$189.5k	6.38%	0.02%
0.13%	Live Oak Private Wealth, LLC	14,853	US$181.8k	0%	0.03%