RiverNorth Opportunities Fund Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of RIV?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	414,854	1.93%
Private Companies	953,038	4.44%
Institutions	6,559,198	30.5%
General Public	13,545,158	63.1%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 34.67% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
8.24%	Morgan Stanley, Investment Banking and Brokerage Investments	1,768,520	US$21.2m	5.38%	no data
4.44%	Rivernorth Strategic Holdings, Llc	953,038	US$11.4m	0%	no data
2.66%	Penserra Capital Management LLC	571,025	US$6.9m	-9.95%	0.12%
2.62%	Amplify Investments LLC	562,639	US$6.8m	-1.47%	1.2%
2.55%	Americo Life Inc., Asset Management Arm	547,170	US$6.6m	0%	100.0%
1.99%	LPL Financial Corporation, Asset Management Arm	426,391	US$5.1m	4.86%	no data
1.54%	Patrick Galley	330,695	US$4.0m	0%	no data
1.27%	Louisiana Workers' Compensation Corporation, Asset Management Arm	273,492	US$3.3m	0%	no data
1.23%	Wells Fargo & Company, Securities and Brokerage Investments	264,720	US$3.2m	14.5%	no data
0.9%	Royal Bank of Canada, Banking & Securities Investments	193,211	US$2.3m	21.5%	no data
0.9%	Envestnet Asset Management, Inc.	192,912	US$2.3m	11.5%	no data
0.86%	B. Riley Wealth Advisors, Inc.	183,738	US$2.2m	0%	0.07%
0.77%	Principal Global Investors, LLC	165,714	US$2.0m	0%	no data
0.54%	Robert W. Baird & Co. Incorporated, Asset Management Arm	115,428	US$1.4m	15.7%	no data
0.54%	Marks Group Wealth Management, Inc.	115,399	US$1.4m	0%	0.13%
0.53%	Infrastructure Capital Advisors, LLC	113,417	US$1.4m	4.21%	0.51%
0.53%	Tennessee Valley Asset Management Partners, LLC	113,205	US$1.4m	19%	0.21%
0.42%	Nations Financial Group, Inc., Asset Management Arm	89,409	US$1.1m	2.4%	0.08%
0.39%	Everstar Asset Management, LLC	83,084	US$997.8k	0%	0.69%
0.38%	Osaic Wealth, Inc. , Asset Management Arm	82,004	US$984.9k	-6.59%	no data
0.37%	Stephen O’Neill	79,768	US$958.0k	0%	no data
0.29%	Raymond James Financial Inc., Asset Management Arm	62,168	US$746.6k	3.8%	no data
0.27%	Shaker Financial Services, LLC	56,974	US$684.3k	-43.6%	0.26%
0.25%	Ivanoff Wealth Management Inc	53,165	US$638.5k	2.64%	0.85%
0.22%	Oppenheimer Asset Management Inc.	46,868	US$562.9k	5.86%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2025/05/19 12:24
End of Day Share Price	2025/05/19 00:00
Earnings	N/A
Annual Earnings	N/A

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* Example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on Github.

Analyst Sources

RiverNorth Opportunities Fund, Inc. is covered by 0 analysts. 0 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.