RiverNorth Opportunities Fund Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NYSE:RIV Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
27 Oct 23	BuyUS$24,350	Jerry Raio	Individual		2,500	US$9.74

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of RIV?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	293,781	1.37%
Institutions	5,795,606	27%
General Public	15,363,787	71.6%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 25.58% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
7.44%	Morgan Stanley, Investment Banking and Brokerage Investments	1,596,001	US$19.6m	5.19%	no data
2.55%	Americo Financial Life & Annuity Insurance Company, Asset management arm	547,170	US$6.7m	0%	no data
2.4%	Mangrove Partners IM, LLC	515,627	US$6.3m	2.05%	0.58%
1.31%	Patrick Galley	282,018	US$3.5m	0%	no data
1.27%	Louisiana State Employees' Retirement System	273,492	US$3.4m	0%	0.12%
1.23%	Merrill Lynch & Co. Inc., Banking Investments	263,324	US$3.2m	-2.9%	no data
1.08%	Janney Montgomery Scott LLC, Asset Management Arm	231,824	US$2.9m	-13.6%	0.01%
0.99%	B. Riley Wealth Advisors, Inc.	211,669	US$2.6m	0%	0.06%
0.93%	Wells Fargo & Company, Securities and Brokerage Investments	200,565	US$2.5m	13.6%	no data
0.74%	Royal Bank of Canada, Banking & Securities Investments	159,709	US$2.0m	0.84%	no data
0.59%	LPL Financial Corporation, Asset Management Arm	126,281	US$1.6m	25.6%	no data
0.58%	Envestnet Asset Management, Inc.	124,921	US$1.5m	9.03%	no data
0.57%	Principal Global Investors, LLC	121,314	US$1.5m	5.52%	no data
0.48%	Robert W. Baird & Co. Incorporated, Asset Management Arm	101,967	US$1.3m	2.08%	no data
0.45%	Tennessee Valley Asset Management Partners, LLC	95,800	US$1.2m	0.32%	0.28%
0.42%	RiverNorth Capital Management, LLC	89,368	US$1.1m	0%	0.05%
0.41%	Nations Financial Group, Inc., Asset Management Arm	88,450	US$1.1m	0%	0.09%
0.39%	Infrastructure Capital Advisors, LLC	82,866	US$1.0m	11.5%	0.31%
0.34%	Osaic Wealth, Inc. , Asset Management Arm	72,408	US$890.6k	-4.45%	no data
0.31%	Marks Group Wealth Management, Inc.	67,188	US$826.4k	0%	0.09%
0.25%	Quarry LP	54,217	US$666.9k	-7.64%	0.33%
0.23%	Aegon Asset Management UK Plc	50,165	US$617.0k	0%	no data
0.21%	NewEdge Advisors, LLC	45,075	US$554.4k	-18%	no data
0.21%	Raymond James Financial Inc., Asset Management Arm	44,705	US$549.9k	0.83%	no data
0.2%	Oppenheimer Asset Management Inc.	41,975	US$516.3k	4.33%	no data