PennantPark Floating Rate Capital Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NYSE:PFLT Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
05 Jun 24	BuyUS$19,892	Jose Briones	Individual	1,745	US$11.40
30 May 24	BuyUS$113,000	Richard Allorto	Individual	10,000	US$11.30
28 May 24	BuyUS$10,027	Jose Briones	Individual	885	US$11.33
13 May 24	BuyUS$19,972	Jose Briones	Individual	1,740	US$11.48

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of PFLT?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	499,749	0.6%
Institutions	17,386,963	20.9%
General Public	65,343,184	78.5%

Dilution of Shares: Shareholders have been substantially diluted in the past year, with total shares outstanding growing by 42.7%.

Top Shareholders

Top 25 shareholders own 18.64% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
3.99%	Sound Income Strategies, LLC	3,320,039	US$40.0m	12%	2.38%
2.39%	Van Eck Associates Corporation	1,985,730	US$23.9m	10.4%	0.02%
1.89%	Altshuler Shaham Ltd.	1,573,156	US$19.0m	0%	0.45%
1.63%	Two Sigma Investments, LP	1,354,376	US$16.3m	2.7%	0.03%
1.15%	Balyasny Asset Management L.P.	957,608	US$11.5m	41.6%	0.03%
0.84%	Two Sigma Advisers, LP	700,997	US$8.4m	-37.2%	0.02%
0.74%	Marshall Wace LLP	618,127	US$7.4m	1,700%	0.01%
0.58%	Legal & General Investment Management Limited	483,963	US$5.8m	-0.21%	no data
0.52%	Trexquant Investment LP	430,173	US$5.2m	53.1%	0.06%
0.43%	LPL Financial Corporation, Asset Management Arm	358,922	US$4.3m	38.1%	no data
0.42%	Qube Research & Technologies Ltd	347,167	US$4.2m	-12.9%	0.01%
0.41%	PennantPark Investment Advisers, LLC	344,009	US$4.1m	0%	32.18%
0.4%	Millennium Management LLC	332,677	US$4.0m	-57.6%	no data
0.39%	Jose Briones	327,599	US$3.9m	0%	no data
0.36%	BlackRock, Inc.	301,796	US$3.6m	26.9%	no data
0.35%	NewEdge Wealth, LLC	288,372	US$3.5m	0.59%	0.05%
0.34%	Advisors Asset Management, Inc.	281,626	US$3.4m	9.25%	0.06%
0.33%	UBS Asset Management AG	278,370	US$3.4m	40.1%	no data
0.33%	Morgan Stanley, Investment Banking and Brokerage Investments	272,907	US$3.3m	-11.6%	no data
0.3%	JPMorgan Chase & Co, Brokerage and Securities Investments	251,733	US$3.0m	72.6%	no data
0.27%	GraniteShares Advisors LLC	224,800	US$2.7m	0%	1.53%
0.18%	Samuel Katz	147,100	US$1.8m	0%	no data
0.15%	Wedbush Asset Management, LLC	121,110	US$1.5m	65.7%	0.05%
0.13%	PFG Investments, LLC	107,180	US$1.3m	2.02%	0.07%
0.13%	PFG Advisors, LLC	104,148	US$1.3m	-0.44%	0.07%

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2025/02/12 02:31
End of Day Share Price	2025/02/12 00:00
Earnings	2024/12/31
Annual Earnings	2024/09/30

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* Example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on Github.

Analyst Sources

PennantPark Floating Rate Capital Ltd. is covered by 9 analysts. 7 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Mitchel Penn	Janney Montgomery Scott LLC
Brian Mckenna	JMP Securities
Paul Johnson	Keefe, Bruyette, & Woods