High Income Securities Fund Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NYSE:PCF Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
04 May 23	BuyUS$6,170	Moritz Sell	Individual		1,000	US$6.17

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of PCF?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	262,361	1.5%
Institutions	3,963,087	22.6%
General Public	13,305,015	75.9%

Dilution of Shares: Shareholders have been substantially diluted in the past year, with total shares outstanding growing by 84.8%.

Top Shareholders

Top 25 shareholders own 22.86% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
5.66%	Sit Investment Associates, Inc	992,584	US$6.3m	0%	0.15%
4.35%	Cetera Investment Advisers LLC	762,231	US$4.8m	-9.85%	0.04%
1.62%	Bulldog Investors, LLP	284,687	US$1.8m	0%	0.54%
1.39%	Phillip Goldstein	244,373	US$1.6m	0%	no data
1.21%	Invesco Capital Management LLC	211,360	US$1.3m	5.61%	no data
1.07%	Raymond James Financial Inc., Asset Management Arm	188,434	US$1.2m	41.8%	no data
0.95%	Merrill Lynch & Co. Inc., Banking Investments	167,277	US$1.1m	-11.7%	no data
0.94%	Securities America Advisors, Inc.	165,465	US$1.1m	7.43%	0.01%
0.67%	NewEdge Advisors, LLC	118,300	US$751.2k	5.44%	0.01%
0.67%	Yakira Capital Management, Inc.	117,237	US$744.5k	0%	0.35%
0.53%	LPL Financial Corporation, Asset Management Arm	93,421	US$593.2k	-19.1%	no data
0.52%	Robert W. Baird & Co. Incorporated, Asset Management Arm	90,348	US$573.7k	4.14%	no data
0.5%	Morgan Stanley, Investment Banking and Brokerage Investments	88,018	US$558.9k	-8.56%	no data
0.42%	Raymond James Financial Services Advisors, Inc.	73,104	US$464.2k	-1.78%	no data
0.4%	Hunting Hill Global Capital, LLC	70,037	US$444.7k	0%	0.32%
0.33%	Wells Fargo & Company, Securities and Brokerage Investments	57,057	US$362.3k	48%	no data
0.23%	SeaCrest Wealth Management, LLC	40,554	US$257.5k	-0.45%	0.03%
0.22%	Founders Financial Alliance, LLC	38,537	US$244.7k	8.34%	0.09%
0.21%	Shaker Financial Services, LLC	37,567	US$238.6k	0%	0.1%
0.19%	Gilman Hill Asset Management, LLC	32,500	US$206.4k	0%	0.04%
0.18%	Melfa Wealth Management, Inc.	31,646	US$201.0k	0.04%	0.15%
0.17%	Aptus Capital Advisors, LLC	30,660	US$194.7k	0%	0.01%
0.14%	SilverLake Wealth Management LLC	25,160	US$159.8k	0%	0.08%
0.13%	CSS LLC/IL, Asset Management Arm	23,452	US$148.9k	0%	0.04%
0.13%	Guggenheim Partners, LLC	22,819	US$144.9k	-26.4%	no data