Western Asset Investment Grade Income Fund Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of PAI?
Owner Type	Number of Shares	Ownership Percentage
Institutions	2,734,134	28.7%
General Public	6,776,828	71.3%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 28.29% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
7.01%	1607 Capital Partners, LLC	666,405	US$8.3m	0.59%	0.28%
6.85%	Sit Investment Associates, Inc	651,111	US$8.1m	0%	0.18%
2.69%	Hennion & Walsh Asset Management, Inc.	255,783	US$3.2m	19.4%	0.14%
2.68%	SeaBridge Investment Advisors LLC	254,432	US$3.2m	75.2%	0.66%
1.75%	Guggenheim Partners, LLC	166,383	US$2.1m	-13.2%	0.02%
1.63%	Edward Jones Trust Company	155,099	US$1.9m	0%	no data
0.9%	Fiera Capital Corporation	85,834	US$1.1m	0%	no data
0.56%	LPL Financial Corporation, Asset Management Arm	53,279	US$662.8k	2.9%	no data
0.47%	Raymond James Financial Inc., Asset Management Arm	44,524	US$553.9k	-2.93%	no data
0.43%	Clifford Swan Investment Counsel LLC	40,951	US$509.4k	-26.8%	0.02%
0.37%	Stifel Asset Management Corp.	35,512	US$441.8k	4.89%	no data
0.31%	Meadow Creek Wealth Advisors, LLC	29,266	US$364.1k	-0.9%	0.27%
0.31%	Aviance Capital Partners LLC	29,183	US$363.0k	24.9%	0.05%
0.29%	Allspring Global Investments, LLC	27,714	US$344.8k	-81.1%	no data
0.29%	Morgan Stanley, Investment Banking and Brokerage Investments	27,398	US$340.8k	-9.87%	no data
0.22%	Thrivent Trust Company, Asset Management Arm	20,732	US$257.9k	0%	no data
0.21%	Susquehanna International Group, LLP, Asset Management Arm	20,122	US$250.3k	0%	no data
0.21%	Sterne Agee Asset Management, Inc.	19,815	US$246.5k	-0.63%	0.01%
0.18%	Robert W. Baird & Co. Incorporated, Asset Management Arm	17,138	US$213.2k	0.4%	no data
0.17%	Whitener Capital Management, Inc.	16,530	US$205.6k	0%	0.06%
0.16%	Wells Fargo & Company, Securities and Brokerage Investments	15,322	US$190.6k	-26.2%	no data
0.16%	Transatlantique Private Wealth LLC	15,246	US$189.7k	1.94%	0.07%
0.16%	UBS Asset Management AG	15,148	US$188.4k	-40.6%	no data
0.16%	Gilman Hill Asset Management, LLC	15,000	US$186.6k	0%	0.03%
0.14%	Merrill Lynch & Co. Inc., Banking Investments	12,861	US$160.0k	100%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2025/05/21 04:51
End of Day Share Price	2025/05/21 00:00
Earnings	2024/12/31
Annual Earnings	2024/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* Example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more.

Analysis Model and Snowflake

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Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on Github.

Analyst Sources

Western Asset Investment Grade Income Fund Inc. is covered by 1 analysts. 0 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Kristoph Rollenhagen	Oppenheimer & Co. Inc.