MainStay MacKay DefinedTerm Municipal Opportunities Fund Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NYSE:MMD Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
18 Aug 23	SellUS$1	Michael Denlinger	Individual	0.07	US$16.67
07 Aug 23	SellUS$76,982	Michael Denlinger	Individual	4,567	US$16.86
10 Jul 23	SellUS$73,308	Michael Denlinger	Individual	4,326	US$16.95

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of MMD?
Owner Type	Number of Shares	Ownership Percentage
Institutions	8,747,044	31.3%
General Public	19,167,270	68.7%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 27.06% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
6.68%	National Financial Services LLC, Asset Management Arm	1,865,838	US$29.8m	0%	0.98%
3.36%	Morgan Stanley, Investment Banking and Brokerage Investments	936,861	US$15.0m	-17.6%	no data
3.31%	Merrill Lynch & Co. Inc., Banking Investments	924,343	US$14.8m	-6.45%	0.01%
1.57%	Sit Investment Associates, Inc	439,509	US$7.0m	0%	0.16%
1.24%	Guggenheim Partners, LLC	345,011	US$5.5m	-4.95%	0.08%
1.06%	Almitas Capital LLC	297,003	US$4.7m	0%	1.23%
1.04%	Advisors Asset Management, Inc.	289,416	US$4.6m	-20.3%	0.09%
1%	Raymond James Financial Inc., Asset Management Arm	279,478	US$4.5m	3.2%	no data
0.96%	Wells Fargo & Company, Securities and Brokerage Investments	266,954	US$4.3m	29.2%	no data
0.88%	Columbia Management Investment Advisers, LLC	245,486	US$3.9m	3.15%	no data
0.8%	XML Financial, LLC	223,754	US$3.6m	-35.5%	0.37%
0.76%	City of London Investment Management Company Limited	213,224	US$3.4m	0%	0.06%
0.52%	UBS Asset Management AG	145,486	US$2.3m	-12%	no data
0.48%	Royal Bank of Canada, Banking & Securities Investments	132,706	US$2.1m	-15.3%	no data
0.47%	Raymond James Financial Services Advisors, Inc.	129,993	US$2.1m	4.49%	no data
0.42%	LPL Financial Corporation, Asset Management Arm	118,011	US$1.9m	-29.8%	no data
0.39%	Botty Investors LLC	109,514	US$1.8m	34.4%	0.65%
0.39%	Stonebrook Private Inc.	108,173	US$1.7m	0%	0.56%
0.33%	1607 Capital Partners, LLC	92,563	US$1.5m	0%	0.04%
0.31%	Transcend Capital Advisors, LLC	86,449	US$1.4m	-35.5%	0.12%
0.24%	Equitable Holdings, Inc, Asset Management Arm	67,666	US$1.1m	-12.6%	0.01%
0.23%	U.S. Capital Wealth Advisors, LLC	63,710	US$1.0m	-8.34%	0.04%
0.21%	Granite Bay Wealth Management, LLC	58,590	US$936.8k	0%	0.01%
0.21%	ProVise Management Group, LLC	57,830	US$924.7k	-20.7%	0.08%
0.2%	Summit Financial Wealth Advisors, LLC	56,688	US$906.4k	-3.41%	0.19%