Japan Smaller Capitalization Fund, Inc.

NYSE:JOF Stock Report

Market Cap: US$215.1m

Japan Smaller Capitalization Fund Ownership

Who are the major shareholders and have insiders been buying or selling?


Recent Insider Transactions

NYSE:JOF Recent Insider Transactions by Companies or Individuals
DateValueNameEntityRoleSharesMax Price
20 Jun 23BuyUS$66,749Rodney BuckIndividual9,000US$7.42

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.


Ownership Breakdown

What is the ownership structure of JOF?
Owner TypeNumber of SharesOwnership Percentage
Individual Insiders15,2100.0537%
General Public5,933,24320.9%
Institutions22,385,44079%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.


Top Shareholders

Top 25 shareholders own 78.09% of the company
OwnershipNameSharesCurrent ValueChange %Portfolio %
20.3%
Allspring Global Investments, LLC
5,737,819US$43.6m-7.49%0.06%
17.8%
1607 Capital Partners, LLC
5,053,077US$38.4m3.83%1.16%
15.9%
City of London Investment Management Company Limited
4,500,984US$34.2m1.21%0.63%
11.9%
Lazard Asset Management LLC
3,377,135US$25.6m-8.5%0.02%
3.76%
Karpus Management Inc
1,065,494US$8.1m3.5%0.24%
1.11%
Hara Capital LLC
314,439US$2.4m38.5%1.45%
1.05%
Almitas Capital LLC
298,460US$2.3m224%0.59%
0.99%
Morgan Stanley, Investment Banking and Brokerage Investments
279,455US$2.1m-11.2%no data
0.73%
Barry Investment Advisors, LLC
205,857US$1.6m-2.87%0.53%
0.66%
Relative Value Partners Group, LLC
186,196US$1.4m-0.7%0.09%
0.56%
Raymond James Financial Inc., Asset Management Arm
158,521US$1.2m62.9%no data
0.55%
Raffles Associates, L.P.
154,495US$1.2m104%1.58%
0.31%
Robert W. Baird & Co. Incorporated, Asset Management Arm
87,561US$664.6k3.17%no data
0.29%
Deschutes Portfolio Strategy, LLC
83,137US$631.0k0%0.31%
0.27%
SeaCrest Wealth Management, LLC
77,543US$588.6k0%0.07%
0.27%
Dynamic Advisor Solutions LLC
76,414US$580.0k-0.07%0.02%
0.27%
Shaker Financial Services, LLC
75,633US$574.0k0%0.24%
0.24%
Bard Associates Inc.
68,588US$520.6k-5.47%0.19%
0.2%
Nomura Asset Management Co., Ltd.
56,006US$425.1k3.45%no data
0.2%
Hudson Portfolio Management LLC
55,831US$423.8k-3.46%0.45%
0.19%
Wolverine Asset Management, LLC
54,375US$412.7k154%0.02%
0.18%
Cornerstone Advisors, LLC
50,452US$382.9k0%0.02%
0.15%
Benedetti and Gucer, Inc.
41,300US$313.5k-8.83%0.15%
0.14%
Landscape Capital Management, LLC
39,379US$298.9k252%0.03%
0.1%
Roberts, Glore & Co.
29,093US$220.8k-2.76%0.07%
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