Nuveen Mortgage and Income Fund Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NYSE:JLS Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
05 May 25	BuyUS$14,548	Nathaniel Jones	Individual	800	US$18.19
04 Apr 25	BuyUS$885	Aashh Parekh	Individual	50	US$17.70
02 Apr 25	BuyUS$1,825	Aashh Parekh	Individual	100	US$18.25
21 Jun 24	SellUS$5,005	Aashh Parekh	Individual	276	US$18.13

Insider Trading Volume

Insider Buying: JLS insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of JLS?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	5,779	0.106%
General Public	2,301,500	42%
Institutions	3,169,347	57.9%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 57.68% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
25.9%	Sit Investment Associates, Inc	1,416,022	US$25.7m	-8.61%	0.55%
5.17%	First Trust Portfolios L.P.	282,999	US$5.1m	0%	0.66%
3.88%	Relative Value Partners Group, LLC	212,278	US$3.8m	0%	11.34%
2.94%	Columbia Management Investment Advisers, LLC	161,248	US$2.9m	71.3%	no data
2.87%	Advisors Asset Management, Inc.	157,416	US$2.9m	0.54%	0.05%
2.45%	Private Client Services, LLC	134,205	US$2.4m	-1.95%	1.15%
1.77%	Envestnet Asset Management, Inc.	96,950	US$1.8m	9.58%	no data
1.75%	Morgan Stanley, Investment Banking and Brokerage Investments	95,593	US$1.7m	2.89%	no data
1.68%	Thomas J. Herzfeld Advisors, Inc.	92,014	US$1.7m	5.36%	0.56%
1.25%	Osaic Wealth, Inc. , Asset Management Arm	68,546	US$1.2m	772%	no data
1.11%	Wells Fargo & Company, Securities and Brokerage Investments	60,833	US$1.1m	-2.62%	no data
0.98%	Nations Financial Group, Inc., Asset Management Arm	53,478	US$969.6k	0.56%	0.07%
0.92%	Raymond James Financial Inc., Asset Management Arm	50,622	US$917.8k	17.7%	no data
0.76%	Venture Visionary Partners LLC	41,664	US$755.4k	0.02%	0.03%
0.72%	Robert W. Baird & Co. Incorporated, Asset Management Arm	39,458	US$715.4k	-0.51%	no data
0.64%	IFP Advisors, LLC	34,957	US$633.8k	9.59%	0.02%
0.46%	First Trust Advisors LP	25,402	US$460.5k	-4.15%	no data
0.46%	Fiera Capital Corporation	25,177	US$456.5k	0%	no data
0.39%	Choreo, LLC	21,234	US$385.0k	5.49%	0.01%
0.34%	Sowell Financial Services, LLC	18,576	US$336.8k	0%	0.01%
0.34%	Melfa Wealth Management, Inc.	18,402	US$333.6k	0.23%	0.22%
0.31%	Robinson Capital Management, LLC	17,067	US$309.4k	-32.7%	0.13%
0.23%	Cetera Investment Advisers LLC	12,800	US$232.1k	1.81%	no data
0.21%	UBS Asset Management AG	11,482	US$208.2k	-38.5%	no data
0.2%	Compound Planning	10,711	US$194.2k	5.14%	0.01%

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2025/05/19 12:23
End of Day Share Price	2025/05/19 00:00
Earnings	N/A
Annual Earnings	N/A

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* Example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more.

Analysis Model and Snowflake

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Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on Github.

Analyst Sources

Nuveen Mortgage and Income Fund is covered by 0 analysts. 0 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.