Nuveen Floating Rate Income Fund Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NYSE:JFR Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
11 Mar 24	BuyUS$107,888	Michael Perry	Individual	12,444	US$8.67
15 Dec 23	BuyUS$236,643	Matthew Thornton	Individual	29,000	US$8.16
26 Oct 23	SellUS$10,784	Nathaniel Jones	Individual	1,406	US$7.67
03 Oct 23	SellUS$233,074	Scott Caraher	Individual	29,503	US$7.90
27 Sep 23	SellUS$283,934	Scott Caraher	Individual	35,000	US$8.11
26 Sep 23	SellUS$203,213	Scott Caraher	Individual	25,000	US$8.13
06 Sep 23	BuyUS$18,016	Albin Moschner	Individual	2,200	US$8.19

Insider Trading Volume

Insider Buying: JFR insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of JFR?
Owner Type	Number of Shares	Ownership Percentage
Private Companies	0	0%
Individual Insiders	147,487	0.11%
Institutions	43,198,018	32.2%
General Public	90,710,682	67.7%

Dilution of Shares: Shareholders have been substantially diluted in the past year, with total shares outstanding growing by 135.5%.

Top Shareholders

Top 25 shareholders own 22.98% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
3.07%	Morgan Stanley, Investment Banking and Brokerage Investments	4,112,032	US$35.4m	60.9%	no data
1.82%	LPL Financial Corporation, Asset Management Arm	2,444,711	US$21.0m	-10.8%	0.01%
1.5%	Merrill Lynch & Co. Inc., Banking Investments	2,010,046	US$17.3m	-9.67%	0.01%
1.33%	Guggenheim Partners, LLC	1,788,978	US$15.4m	-19.4%	0.22%
1.2%	Invesco Capital Management LLC	1,615,059	US$13.9m	4.4%	0.01%
1.16%	Amplify Investments LLC	1,554,132	US$13.4m	5.8%	2.96%
1.12%	Sit Investment Associates, Inc	1,506,085	US$13.0m	40.8%	0.3%
1.1%	Penserra Capital Management LLC	1,471,078	US$12.7m	7.44%	0.18%
1.06%	Eaton Vance Management	1,415,134	US$12.2m	0%	no data
0.98%	Wells Fargo & Company, Securities and Brokerage Investments	1,320,287	US$11.4m	-37%	no data
0.78%	Congress Park Capital LLC	1,043,427	US$9.0m	12.3%	4.1%
0.74%	Royal Bank of Canada, Banking & Securities Investments	987,657	US$8.5m	-0.35%	no data
0.69%	Goldman Sachs Asset Management, L.P.	930,858	US$8.0m	0%	no data
0.65%	UBS Asset Management AG	869,446	US$7.5m	-16.6%	no data
0.64%	Raymond James Financial Services Advisors, Inc.	859,470	US$7.4m	14.4%	0.01%
0.62%	AQR Capital Management, LLC	832,878	US$7.2m	55.5%	0.01%
0.6%	Invesco Ltd.	801,707	US$6.9m	-19.8%	no data
0.55%	Advisors Asset Management, Inc.	734,008	US$6.3m	-35.8%	0.12%
0.53%	Envestnet Asset Management, Inc.	708,654	US$6.1m	39.3%	no data
0.5%	Thomas J. Herzfeld Advisors, Inc.	670,455	US$5.8m	11.5%	2.1%
0.49%	Landscape Capital Management, LLC	657,574	US$5.7m	888%	0.5%
0.48%	Cohen & Steers Capital Management, Inc.	646,052	US$5.6m	0%	0.01%
0.47%	1607 Capital Partners, LLC	632,570	US$5.4m	102%	0.16%
0.45%	Rockefeller & Co. LLC	601,649	US$5.2m	-1.81%	0.02%
0.44%	Next Capital Management, LLC	592,820	US$5.1m	0.42%	2.08%