Guggenheim Strategic Opportunities Fund Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NYSE:GOF Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
01 Feb 24	SellUS$139,500	Randall Barnes	Individual	10,000	US$13.95
05 Jan 24	SellUS$272,000	Randall Barnes	Individual	20,000	US$13.60
13 Dec 23	SellUS$82,020	Randall Barnes	Individual	6,000	US$13.67
08 Dec 23	SellUS$27,720	Randall Barnes	Individual	2,000	US$13.86
07 Dec 23	SellUS$109,680	Randall Barnes	Individual	8,000	US$13.71
06 Dec 23	SellUS$218,560	Randall Barnes	Individual	16,000	US$13.66
05 Dec 23	SellUS$269,400	Randall Barnes	Individual	20,000	US$13.47
04 Dec 23	SellUS$123,059	Randall Barnes	Individual	9,211	US$13.36
30 Nov 23	SellUS$146,250	Randall Barnes	Individual	11,000	US$13.30
28 Nov 23	SellUS$13,300	Randall Barnes	Individual	1,000	US$13.30
03 Nov 23	SellUS$133,601	Randall Barnes	Individual	9,925.8	US$13.46
12 Oct 23	SellUS$1,370	Angela Brock-Kyle	Individual	100	US$13.70
28 Sep 23	BuyUS$1,480	Angela Brock-Kyle	Individual	100	US$14.80

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of GOF?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	22,271	0.0163%
Institutions	21,480,442	15.7%
General Public	115,522,450	84.3%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 22.2%.

Top Shareholders

Top 25 shareholders own 12.21% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
4.6%	Morgan Stanley, Investment Banking and Brokerage Investments	6,307,789	US$92.0m	43.9%	0.01%
0.88%	UBS Asset Management AG	1,208,949	US$17.6m	-36.4%	no data
0.86%	Prime Capital Investment Advisors, LLC	1,172,856	US$17.1m	35%	0.25%
0.77%	LPL Financial Corporation, Asset Management Arm	1,051,079	US$15.3m	8.81%	0.01%
0.53%	Cohen & Steers Capital Management, Inc.	724,940	US$10.6m	81.3%	0.02%
0.51%	Royal Bank of Canada, Banking & Securities Investments	699,756	US$10.2m	85.1%	0.01%
0.32%	CreativeOne Wealth, LLC	440,010	US$6.4m	15.4%	0.4%
0.31%	Wilcoxson Wealth Management	430,238	US$6.3m	1.53%	0.01%
0.31%	Verus Capital Partners, LLC	427,858	US$6.2m	5%	0.73%
0.28%	Atria Wealth Solutions, Inc.	388,282	US$5.7m	7.15%	0.09%
0.25%	Securities America Advisors, Inc.	341,928	US$5.0m	-19.5%	0.05%
0.23%	Cambridge Investment Research Advisors, Inc.	318,134	US$4.6m	-4.66%	0.02%
0.23%	Robert W. Baird & Co. Incorporated, Asset Management Arm	317,836	US$4.6m	62.8%	0.01%
0.23%	Envestnet Asset Management, Inc.	317,002	US$4.6m	-12.7%	no data
0.22%	Merrill Lynch & Co. Inc., Banking Investments	300,061	US$4.4m	7.6%	no data
0.22%	Richmond Brothers, Inc.	297,281	US$4.3m	14%	7.8%
0.19%	Bay Colony Advisory Group, Inc.	264,967	US$3.9m	26.8%	0.72%
0.19%	Raymond James Financial Services Advisors, Inc.	260,371	US$3.8m	-7.3%	0.01%
0.19%	Petra Financial Advisors, Inc.	257,803	US$3.8m	4.21%	2.81%
0.18%	Janney Montgomery Scott LLC, Asset Management Arm	245,093	US$3.6m	-15.7%	0.01%
0.16%	AE Wealth Management, LLC	216,550	US$3.2m	39.3%	0.02%
0.15%	Cetera Financial Holdings, Inc., Asset Management Arm	199,535	US$2.9m	-6.16%	0.01%
0.14%	Marks Group Wealth Management, Inc.	192,193	US$2.8m	0%	0.3%
0.13%	Mosaic Family Wealth Partners, LLC	181,885	US$2.7m	2.65%	0.43%
0.13%	Significant Wealth Partners LLC	172,083	US$2.5m	0%	1.85%