First Trust Specialty Finance and Financial Opportunities Fund

NYSE:FGB Stock Report

Market Cap: US$52.0m

First Trust Specialty Finance and Financial Opportunities Fund Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of FGB?
Owner TypeNumber of SharesOwnership Percentage
General Public5,018,02334.9%
Institutions9,349,56865.1%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 63.83% of the company
OwnershipNameSharesCurrent ValueChange %Portfolio %
11.9%
National Financial Services LLC, Asset Management Arm
1,708,369US$6.2m0%0.2%
11.7%
Charles Schwab Investment Management, Inc.
1,687,320US$6.1m0%no data
7.96%
BNY Mellon Advisors, Inc.
1,143,141US$4.1m0%0.03%
6.58%
LPL Financial Corporation, Asset Management Arm
945,701US$3.4m105%no data
5.6%
Raymond James Financial Inc., Asset Management Arm
804,786US$2.9m0%no data
4.01%
Consolidated Portfolio Review Corp
575,664US$2.1m-6.36%0.47%
3.75%
Morgan Stanley, Investment Banking and Brokerage Investments
538,655US$1.9m2.16%no data
1.86%
Private Advisor Group, LLC
267,525US$968.2k41.4%0.01%
1.73%
Deschutes Portfolio Strategy, LLC
248,189US$898.2k2.26%0.44%
1.36%
Saba Capital Management, L.P.
194,818US$705.0k0%0.01%
1.03%
Wilcoxson Wealth Management
148,154US$536.2k-8.65%no data
0.99%
Raymond James Financial Services Advisors, Inc.
142,249US$514.8k-18.7%no data
0.84%
Shaker Financial Services, LLC
121,027US$438.0k-56.3%0.18%
0.8%
Flagship Harbor Advisors, LLC
115,579US$418.3k3.03%0.03%
0.62%
Alpine Global Management, LLC
89,346US$323.3k0%0.11%
0.36%
Good Life Advisors, LLC
51,449US$186.2k1.26%0.02%
0.33%
SYM Financial Corporation
48,062US$173.9k-43.2%0.03%
0.33%
Wells Fargo & Company, Securities and Brokerage Investments
47,984US$173.7k-22.9%no data
0.32%
Almitas Capital LLC
45,984US$166.4k279%0.04%
0.31%
Osaic Wealth, Inc. , Asset Management Arm
44,965US$162.7k-50%no data
0.31%
Bay Colony Advisory Group, Inc.
44,650US$161.6k-9.64%0.03%
0.31%
Landscape Capital Management, LLC
44,210US$160.0k140%0.01%
0.27%
Cetera Financial Holdings, Inc., Asset Management Arm
38,184US$138.2k0%no data
0.27%
RiverNorth Capital Management, LLC
38,168US$138.1k0%0.01%
0.25%
Csenge Advisory Group, Llc, Asset Management Arm
36,604US$132.5k-18.4%0.01%
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