Western Asset Mortgage Opportunity Fund Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of DMO?
Owner Type	Number of Shares	Ownership Percentage
Institutions	4,489,173	39.4%
General Public	6,894,368	60.6%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 37.41% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
6.76%	First Trust Advisors LP	769,494	US$8.7m	6.33%	0.01%
3.39%	Sit Investment Associates, Inc	386,284	US$4.4m	-7.38%	0.1%
3.17%	Pathstone Family Office, LLC	360,656	US$4.1m	0%	0.02%
2.73%	Thomas J. Herzfeld Advisors, Inc.	310,951	US$3.5m	-12.7%	1.27%
2.47%	Envestnet Asset Management, Inc.	281,397	US$3.2m	11.8%	no data
2.37%	Royal Bank of Canada, Banking & Securities Investments	269,874	US$3.0m	21.6%	no data
2.2%	PFG Investments, LLC	250,150	US$2.8m	0%	0.18%
2.18%	Consolidated Portfolio Review Corp	248,402	US$2.8m	6.14%	0.62%
1.65%	Morgan Stanley, Investment Banking and Brokerage Investments	187,466	US$2.1m	-7.11%	no data
1.64%	Guggenheim Partners, LLC	186,394	US$2.1m	1.49%	0.03%
1.29%	Eaton Vance Management	146,571	US$1.7m	0%	no data
1.15%	Riverbridge Partners, LLC	131,154	US$1.5m	2.45%	0.02%
1.1%	Mml Investors Services, Llc, Brokerage Investments	124,899	US$1.4m	13.2%	0.01%
0.9%	Advisor Partners II, LLC	102,527	US$1.2m	0%	0.04%
0.69%	NewEdge Advisors, LLC	78,721	US$887.2k	13.6%	0.01%
0.69%	Park Avenue Securities LLC, Asset Management Arm	78,598	US$885.8k	-1.86%	0.01%
0.63%	Moors & Cabot, Inc., Asset Management Arm	71,400	US$804.7k	5.62%	0.05%
0.57%	LPL Financial Corporation, Asset Management Arm	65,043	US$733.0k	4.08%	no data
0.31%	Robert W. Baird & Co. Incorporated, Asset Management Arm	35,351	US$398.4k	86.2%	no data
0.28%	Regal Investment Advisors LLC	31,492	US$354.9k	0%	0.03%
0.27%	Roberts, Glore & Co.	30,968	US$349.0k	4.38%	0.11%
0.27%	UBS Asset Management AG	30,942	US$348.7k	17.6%	no data
0.26%	Aviance Capital Partners LLC	29,054	US$327.4k	-1.9%	0.05%
0.23%	Osaic Wealth, Inc. , Asset Management Arm	26,481	US$298.4k	-48.8%	no data
0.21%	CapFinancial Partners, LLC, Asset Management Arm	24,069	US$271.3k	-0.05%	no data