Nuveen Dow 30 Dynamic Overwrite Fund Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of DIAX?
Owner Type	Number of Shares	Ownership Percentage
Institutions	13,182,370	36.2%
General Public	23,184,543	63.8%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 31.62% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
5.13%	First Trust Advisors LP	1,867,392	US$27.2m	29.4%	0.02%
3.48%	Eaton Vance Management	1,265,976	US$18.4m	-0.94%	no data
3.48%	Merrill Lynch & Co. Inc., Banking Investments	1,265,749	US$18.4m	2.97%	0.01%
2.07%	Raymond James Financial Inc., Asset Management Arm	751,353	US$10.9m	0.82%	no data
1.95%	Wells Fargo & Company, Securities and Brokerage Investments	709,157	US$10.3m	-6.12%	no data
1.72%	Morgan Stanley, Investment Banking and Brokerage Investments	624,590	US$9.1m	3.18%	no data
1.57%	Guggenheim Partners, LLC	571,543	US$8.3m	-9.29%	0.07%
1.53%	Invesco Capital Management LLC	556,735	US$8.1m	0.84%	no data
1.36%	UBS Asset Management AG	496,364	US$7.2m	-32.6%	no data
1.28%	Cornerstone Advisors, LLC	464,697	US$6.8m	-21.5%	0.26%
1.11%	Capital Investment Advisors, LLC	404,727	US$5.9m	5.74%	0.11%
1.1%	AQR Capital Management, LLC	398,849	US$5.8m	-8.3%	0.01%
0.8%	Saba Capital Management, L.P.	291,102	US$4.2m	0%	0.09%
0.79%	Thomas J. Herzfeld Advisors, Inc.	285,536	US$4.2m	2.26%	1.34%
0.74%	Shaker Financial Services, LLC	270,147	US$3.9m	180%	1.43%
0.61%	Wolverine Asset Management, LLC	223,373	US$3.3m	43.8%	0.23%
0.49%	1607 Capital Partners, LLC	178,306	US$2.6m	-38.5%	0.08%
0.45%	Advisors Asset Management, Inc.	162,599	US$2.4m	-29.6%	0.04%
0.38%	LPL Financial Corporation, Asset Management Arm	139,557	US$2.0m	11.2%	no data
0.34%	Mml Investors Services, Llc, Brokerage Investments	123,355	US$1.8m	3.77%	0.01%
0.32%	Royal Bank of Canada, Banking & Securities Investments	116,945	US$1.7m	0.96%	no data
0.25%	Envestnet Asset Management, Inc.	91,592	US$1.3m	3.93%	no data
0.24%	Columbia Management Investment Advisers, LLC	87,019	US$1.3m	12.3%	no data
0.22%	Private Advisor Group, LLC	79,915	US$1.2m	-6.44%	0.01%
0.2%	Osaic Wealth, Inc. , Asset Management Arm	72,797	US$1.1m	81.5%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2025/07/06 13:46
End of Day Share Price	2025/07/03 00:00
Earnings	2024/12/31
Annual Earnings	2024/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* Example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more.

Analysis Model and Snowflake

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Industry and Sector Metrics

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Analyst Sources

Nuveen Dow 30 Dynamic Overwrite Fund is covered by 0 analysts. 0 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.