AssetMark Financial Holdings Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NYSE:AMK Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
10 Jun 22	SellUS$48,416	Ted Angus	Individual	2,462	US$20.00
10 Jun 22	SellUS$54,413	H. Kim	Individual	2,766	US$20.00
10 Jun 22	SellUS$90,900	Natalie Wolfsen	Individual	4,610	US$20.00
10 Jun 22	SellUS$15,970	Esi Minta-Jacobs	Individual	813	US$20.00
10 Jun 22	SellUS$48,416	Gary Zyla	Individual	2,462	US$20.00
10 Jun 22	SellUS$48,416	Carrie Hansen	Individual	2,462	US$20.00
10 Jun 22	SellUS$48,416	Mukesh Mehta	Individual	2,462	US$20.00
10 Jun 22	SellUS$15,970	Joel McNatt	Individual	813	US$20.00
04 Mar 22	SellUS$113,173	Natalie Wolfsen	Individual	5,075	US$22.30
04 Mar 22	SellUS$91,742	H. Kim	Individual	4,114	US$22.30

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top 25 shareholders own 94.92% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
68.89%	Huatai Securities Co., Ltd.	50,873,799	$1.4b	0%	no data
4.15%	J.P. Morgan Asset Management, Inc.	3,065,138	$83.6m	0.42%	0.01%
3.15%	T. Rowe Price Group, Inc.	2,328,552	$63.5m	-0.77%	0.01%
2.65%	The Vanguard Group, Inc.	1,957,694	$53.4m	1.76%	no data
2.55%	BlackRock, Inc.	1,879,902	$51.2m	-6.97%	no data
2%	Adage Capital Management, L.P.	1,476,382	$40.2m	6.62%	0.09%
1.83%	Capital Research and Management Company	1,350,000	$36.8m	0%	no data
1.58%	Mercer Global Advisors Inc.	1,167,055	$31.8m	0.09%	0.16%
1.26%	Jennison Associates LLC	929,548	$25.3m	8.17%	0.02%
1.03%	Janus Henderson Group plc	758,615	$20.7m	-9.22%	0.01%
0.81%	Azora Capital LP	600,753	$16.4m	52.87%	2.08%
0.54%	State Street Global Advisors, Inc.	399,448	$10.9m	2.8%	no data
0.51%	Geode Capital Management, LLC	375,688	$10.2m	1.44%	no data
0.5%	Dimensional Fund Advisors LP	371,542	$10.1m	20.69%	no data
0.5%	Invenomic Capital Management, LP	371,267	$10.1m	0%	1.19%
0.45%	Natalie Wolfsen	334,819	$9.1m	0%	no data
0.41%	Jeremiah Chafkin	302,942	$8.3m	0%	no data
0.4%	H. Kim	293,322	$8.0m	-2.21%	no data
0.34%	PRIMECAP Management Company	251,700	$6.9m	0%	0.01%
0.33%	Mukesh Mehta	245,617	$6.7m	0%	no data
0.3%	Millennium Management LLC	220,259	$6.0m	14.84%	0.01%
0.25%	Northern Trust Global Investments	184,736	$5.0m	0.1%	no data
0.21%	Charles Schwab Investment Management, Inc.	156,067	$4.3m	0%	no data
0.14%	McMorgan & Company LLC	99,956	$2.7m	-2.1%	0.58%
0.14%	BNY Mellon Asset Management	99,847	$2.7m	11.11%	no data