Apollo Tactical Income Fund Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NYSE:AIF Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
01 Mar 24	SellUS$210,164	Barry Cohen	Individual		13,882	US$15.19

Insider Trading Volume

Insider Buying: AIF insiders have only sold shares in the past 3 months.

Ownership Breakdown

What is the ownership structure of AIF?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	13,880	0.0891%
Institutions	5,078,654	32.6%
General Public	10,481,041	67.3%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 7.7%.

Top Shareholders

Top 25 shareholders own 30.29% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
6.3%	Pathstone Family Office, LLC	980,866	US$13.7m	0%	0.07%
3.94%	First Trust Advisors LP	613,572	US$8.6m	0%	0.01%
2.84%	Wells Fargo & Company, Securities and Brokerage Investments	441,756	US$6.2m	-0.2%	no data
2.57%	Eaton Vance Management	400,716	US$5.6m	0%	no data
2.4%	Morgan Stanley, Investment Banking and Brokerage Investments	373,394	US$5.2m	12.5%	no data
1.9%	Advisor Partners II, LLC	296,276	US$4.1m	0%	0.15%
1.62%	Foundations Investment Advisors LLC	252,181	US$3.5m	9.98%	0.1%
1.35%	Invesco Ltd.	210,624	US$2.9m	11.6%	no data
1.08%	LPL Financial Corporation, Asset Management Arm	168,526	US$2.4m	30.8%	no data
0.94%	Putnam LLC	147,041	US$2.1m	0%	no data
0.89%	Guggenheim Partners, LLC	138,148	US$1.9m	19.9%	0.03%
0.75%	Merrill Lynch & Co. Inc., Banking Investments	117,075	US$1.6m	-1.43%	no data
0.59%	Royal Bank of Canada, Banking & Securities Investments	92,234	US$1.3m	46.9%	no data
0.51%	CVB Financial Corp., Asset Management Arm	80,000	US$1.1m	191%	0.25%
0.34%	Capital Investment Advisors, LLC	52,624	US$736.7k	-3.57%	0.02%
0.33%	Stephens Capital Management	51,900	US$726.6k	23.9%	0.01%
0.33%	Fourthought Financial Partners, LLC.	51,175	US$716.4k	0.84%	0.09%
0.27%	Qube Research & Technologies Ltd	42,634	US$596.9k	-31.6%	no data
0.24%	Bulldog Investors, LLP	37,375	US$523.3k	-61.5%	0.16%
0.22%	Raymond James Financial Inc., Asset Management Arm	33,913	US$474.8k	-31.1%	no data
0.18%	Oppenheimer Asset Management Inc.	28,300	US$396.2k	0%	no data
0.17%	Kestra Advisory Services, LLC	27,245	US$381.4k	161%	no data
0.17%	Nottingham Advisors Inc.	27,208	US$380.9k	73.2%	0.02%
0.17%	UBS Asset Management AG	26,198	US$366.8k	17.2%	no data
0.17%	Next Financial Group, Inc., Asset Management Arm	26,000	US$364.0k	0%	0.02%