SWK Holdings Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top 25 shareholders own 94.6% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
72.9%	Carlson Capital, L.P.	9,093,766	US$161.2m	0%	15.77%
5.72%	M3F, Inc.	713,319	US$12.6m	-7.45%	3.9%
5.47%	Cannell Capital LLC	681,842	US$12.1m	-17.2%	2.78%
3.19%	The Vanguard Group, Inc.	397,273	US$7.0m	75.5%	no data
1.27%	Bridgeway Capital Management, LLC	158,679	US$2.8m	4.86%	0.04%
0.94%	BlackRock, Inc.	117,475	US$2.1m	-3.67%	no data
0.8%	Winston Black	99,737	US$1.8m	0%	no data
0.68%	Geode Capital Management, LLC	85,009	US$1.5m	8.58%	no data
0.63%	Jody. Staggs	79,173	US$1.4m	0%	no data
0.41%	State Street Global Advisors, Inc.	50,685	US$898.7k	0.3%	no data
0.35%	Greenwood Capital Associates, LLC	43,887	US$778.1k	-1.08%	0.1%
0.28%	Eaton Vance Management	34,529	US$612.2k	-7.42%	no data
0.27%	Northern Trust Global Investments	34,279	US$607.8k	-0.98%	no data
0.23%	SKYVIEW Investment Advisors, LLC	28,931	US$512.9k	0%	0.1%
0.18%	Dynamic Advisor Solutions LLC	22,338	US$396.0k	0.31%	0.01%
0.16%	Perritt Capital Management, Inc.	20,000	US$354.6k	0%	0.19%
0.14%	Marcus Pennington	17,923	US$317.8k	11.6%	no data
0.14%	KB Financial Partners, LLC	17,747	US$314.7k	0%	0.08%
0.14%	Resources Investment Advisors, Inc.	17,557	US$311.3k	2.48%	no data
0.14%	Grace & White, Inc.	16,850	US$298.7k	0%	0.05%
0.13%	Renaissance Technologies LLC	16,500	US$292.5k	0.61%	no data
0.13%	Dimensional Fund Advisors LP	16,217	US$287.5k	0%	no data
0.11%	Goldman Sachs Group, Investment Banking and Securities Investments	13,429	US$238.1k	-0.56%	no data
0.098%	RBC Global Asset Management Inc.	12,200	US$216.3k	0%	no data
0.082%	Charles Schwab Investment Management, Inc.	10,187	US$180.6k	0%	no data