Rand Capital Management
Management criteria checks 2/4
Rand Capital's CEO is Dan Penberthy, appointed in Dec 2021, has a tenure of 4.08 years. directly owns 0.65% of the company’s shares, worth $215.94K. The average tenure of the management team and the board of directors is 4.1 years and 6.2 years respectively.
Key information
Dan Penberthy
Chief executive officer
n/a
Total compensation
| CEO salary percentage | n/a |
| CEO tenure | 4.1yrs |
| CEO ownership | 0.6% |
| Management average tenure | 4.1yrs |
| Board average tenure | 6.2yrs |
Recent management updates
CEO Compensation Analysis
| Date | Total Compensation | Salary | Company Earnings |
|---|---|---|---|
| Sep 30 2025 | n/a | n/a | -US$12m |
| Jun 30 2025 | n/a | n/a | -US$7m |
| Mar 31 2025 | n/a | n/a | US$8m |
| Dec 31 2024 | n/a | n/a | US$9m |
| Sep 30 2024 | n/a | n/a | US$13m |
| Jun 30 2024 | n/a | n/a | US$11m |
| Mar 31 2024 | n/a | n/a | US$6m |
| Dec 31 2023 | n/a | n/a | US$7m |
| Sep 30 2023 | n/a | n/a | US$6m |
| Jun 30 2023 | n/a | n/a | US$6m |
| Mar 31 2023 | n/a | n/a | US$2m |
| Dec 31 2022 | n/a | n/a | -US$882k |
| Sep 30 2022 | n/a | n/a | -US$257k |
| Jun 30 2022 | n/a | n/a | US$959k |
| Mar 31 2022 | n/a | n/a | US$7m |
| Dec 31 2021 | n/a | n/a | US$16m |
| Sep 30 2021 | n/a | n/a | US$14m |
| Jun 30 2021 | n/a | n/a | US$12m |
| Mar 31 2021 | n/a | n/a | US$8m |
| Dec 31 2020 | n/a | n/a | US$744k |
| Sep 30 2020 | n/a | n/a | US$3m |
| Jun 30 2020 | n/a | n/a | -US$544k |
| Mar 31 2020 | n/a | n/a | -US$2m |
| Dec 31 2019 | US$315k | US$218k | -US$2m |
Compensation vs Market: Insufficient data to establish whether Dan's total compensation is reasonable compared to companies of similar size in the US market.
Compensation vs Earnings: Insufficient data to compare Dan's compensation with company performance.
CEO
Dan Penberthy (62 yo)
Mr. Daniel Patrick Penberthy, also known as Dan, is President & CEO of Rand Capital Corporation from December 01, 2021. Mr. Penberthy was Executive VP, Treasurer, CFO & Secretary of Rand Capital Corporatio...
Leadership Team
| Name | Position | Tenure | Compensation | Ownership |
|---|---|---|---|---|
| President & CEO | 4.1yrs | US$315.08k | 0.65% $ 215.9k | |
| Executive VP | 4.1yrs | no data | no data | |
| Investor Relations | no data | no data | no data | |
| Chief Compliance Officer | 4yrs | no data | no data |
Experienced Management: RAND's management team is considered experienced (4.1 years average tenure).
Board Members
| Name | Position | Tenure | Compensation | Ownership |
|---|---|---|---|---|
| Independent Chairman of the Board | 20.1yrs | US$60.00k | 0.79% $ 262.8k | |
| Independent Director | 27yrs | US$52.50k | 0.43% $ 143.6k | |
| Independent Director | 3.8yrs | US$50.00k | 0.057% $ 18.9k | |
| Director | 6.2yrs | US$50.00k | 1.13% $ 375.7k | |
| Independent Director | 6.2yrs | US$51.00k | 0.97% $ 322.0k |
Experienced Board: RAND's board of directors are considered experienced (6.2 years average tenure).
Company Analysis and Financial Data Status
| Data | Last Updated (UTC time) |
|---|---|
| Company Analysis | 2026/01/25 12:30 |
| End of Day Share Price | 2026/01/23 00:00 |
| Earnings | 2025/09/30 |
| Annual Earnings | 2024/12/31 |
Data Sources
The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.
| Package | Data | Timeframe | Example US Source * |
|---|---|---|---|
| Company Financials | 10 years |
| |
| Analyst Consensus Estimates | +3 years |
|
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| Market Prices | 30 years |
| |
| Ownership | 10 years |
| |
| Management | 10 years |
| |
| Key Developments | 10 years |
|
* Example for US securities, for non-US equivalent regulatory forms and sources are used.
Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more.
Analysis Model and Snowflake
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Industry and Sector Metrics
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Analyst Sources
Rand Capital Corporation is covered by 0 analysts. 0 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.