Prospect Capital Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqGS:PSEC Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
11 Mar 24	BuyUS$27,200	Kristin Lea Dask	Individual	5,000	US$5.44
06 Dec 23	BuyUS$56,700	Michael Eliasek	Individual	10,000	US$5.67
05 Dec 23	BuyUS$56,391	Michael Eliasek	Individual	10,000	US$5.64
04 Dec 23	BuyUS$56,600	Michael Eliasek	Individual	10,000	US$5.66
29 Nov 23	BuyUS$56,000	Michael Eliasek	Individual	10,000	US$5.60
28 Nov 23	BuyUS$56,200	Michael Eliasek	Individual	10,000	US$5.62
27 Nov 23	BuyUS$57,500	Michael Eliasek	Individual	10,000	US$5.75
21 Nov 23	BuyUS$90,563	Michael Eliasek	Individual	15,750	US$5.75
20 Nov 23	BuyUS$63,837	Michael Eliasek	Individual	11,000	US$5.81
10 Nov 23	BuyUS$28,398	Kristin Lea Dask	Individual	5,000	US$5.72
12 Sep 23	BuyUS$995,298	John Barry	Individual	166,160	US$5.99
11 Sep 23	BuyUS$18,000	Eugene Stark	Individual	3,000	US$6.00
11 Sep 23	BuyUS$98,955	John Barry	Individual	16,520	US$5.99
12 May 23	BuyUS$1,237,000	John Barry	Individual	200,000	US$6.28

Insider Trading Volume

Insider Buying: PSEC insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of PSEC?
Owner Type	Number of Shares	Ownership Percentage
Private Companies	13,459	0.00324%
Individual Insiders	67,085,326	16.2%
Institutions	82,146,003	19.8%
General Public	265,977,484	64.1%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 3.8%.

Top Shareholders

Top 25 shareholders own 33.19% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
15.7%	John Barry	65,281,959	US$342.1m	0.06%	no data
10.5%	John And Daria Barry Foundation, Endowment Arm	43,727,066	US$229.1m	0%	no data
1.48%	Van Eck Associates Corporation	6,161,151	US$32.3m	26.1%	0.04%
0.77%	Legal & General Investment Management Limited	3,198,707	US$16.8m	8.27%	no data
0.49%	LSV Asset Management	2,035,654	US$10.7m	17.2%	0.02%
0.43%	Invesco Capital Management LLC	1,766,490	US$9.3m	1,970%	no data
0.41%	Morgan Stanley, Investment Banking and Brokerage Investments	1,697,155	US$8.9m	-8.58%	no data
0.39%	Michael Eliasek	1,616,131	US$8.5m	0%	no data
0.32%	XML Financial, LLC	1,326,672	US$7.0m	-4.17%	0.74%
0.31%	More Investment House Ltd.	1,273,209	US$6.7m	0%	0.39%
0.3%	BlackRock, Inc.	1,258,230	US$6.6m	1.17%	no data
0.25%	LPL Financial Corporation, Asset Management Arm	1,045,257	US$5.5m	16.2%	no data
0.25%	Wilcoxson Wealth Management	1,028,776	US$5.4m	10.6%	0.01%
0.23%	Cambridge Investment Research Advisors, Inc.	956,275	US$5.0m	20.8%	0.02%
0.17%	Marshall Wace LLP	708,473	US$3.7m	0%	0.01%
0.16%	Raymond James Financial Inc., Asset Management Arm	681,459	US$3.6m	16.3%	no data
0.15%	J.P. Morgan Private Wealth Advisors LLC	606,208	US$3.2m	6.77%	0.01%
0.15%	Two Sigma Investments, LP	605,011	US$3.2m	784%	0.01%
0.11%	Securities America Advisors, Inc.	469,920	US$2.5m	82.2%	0.02%
0.11%	Millennium Management LLC	456,409	US$2.4m	0%	no data
0.11%	Advisors Asset Management, Inc.	450,365	US$2.4m	-26.7%	0.05%
0.1%	McKinley Capital Management, LLC	421,521	US$2.2m	-1.2%	0.27%
0.097%	UBS Asset Management AG	403,395	US$2.1m	3.68%	no data
0.077%	DNB Asset Management AS	319,056	US$1.7m	25.6%	0.01%
0.074%	Leap Investments LP	307,400	US$1.6m	122%	0.09%