Prospect Capital Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqGS:PSEC Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
11 Feb 26	BuyUS$2,749,770	Michael Eliasek	Individual	942,800	US$2.92
25 Sep 25	BuyUS$2,517,758	John Barry	Individual	925,000	US$2.72
25 Sep 25	BuyUS$1,002,700	Michael Eliasek	Individual	370,000	US$2.71
24 Sep 25	BuyUS$1,939,610	John Barry	Individual	741,158	US$2.62
23 Sep 25	BuyUS$1,021,478	John Barry	Individual	384,000	US$2.66
22 Sep 25	BuyUS$997,219	John Barry	Individual	374,500	US$2.66
17 Sep 25	BuyUS$6,975	Eugene Stark	Individual	2,500	US$2.79
23 Jun 25	BuyUS$1,008,646	John Barry	Individual	319,000	US$3.16
20 Jun 25	BuyUS$1,988,763	John Barry	Individual	623,300	US$3.19

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of PSEC?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	90,641,230	41.8%
Institutions	126,255,648	58.2%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 42.54% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
17.9%	John Barry	86,883,550	US$198.1m	0.35%	no data
8.99%	John And Daria Barry Foundation	43,727,066	US$99.7m	0%	no data
3.26%	Two Sigma Investments, LP	15,849,407	US$36.1m	143%	0.03%
2.78%	Private Management Group Inc	13,535,291	US$30.9m	320%	0.85%
1.5%	Van Eck Associates Corporation	7,296,734	US$16.6m	-24.3%	0.01%
1.13%	UBS Asset Management AG	5,473,368	US$12.5m	9.69%	no data
0.98%	Marshall Wace LLP	4,751,220	US$10.8m	-23.5%	0.01%
0.82%	Tontine Management, LLC	4,009,902	US$9.1m	7.55%	0.09%
0.75%	Legal & General Investment Management Limited	3,640,665	US$8.3m	9.61%	no data
0.71%	Independent Financial Group, LLC	3,460,351	US$7.9m	155%	0.16%
0.71%	Michael Eliasek	3,444,390	US$7.9m	37.7%	no data
0.5%	Morgan Stanley	2,451,916	US$5.6m	-23.6%	no data
0.35%	Private Advisor Group, LLC	1,711,638	US$3.9m	0.37%	0.02%
0.35%	Susquehanna International Group, LLP	1,701,769	US$3.9m	3.44%	no data
0.32%	BlackRock, Inc.	1,572,472	US$3.6m	-34.1%	no data
0.3%	Tudor Investment Corporation	1,456,870	US$3.3m	-35.2%	0.02%
0.2%	LPL Financial LLC	951,562	US$2.2m	15.9%	no data
0.2%	GraniteShares Advisors LLC	951,110	US$2.2m	-10.3%	1.46%
0.16%	Commonwealth Equity Services, LLC	800,310	US$1.8m	20.7%	no data
0.12%	Jane Street Group, LLC	584,196	US$1.3m	19.3%	no data
0.12%	Tactive Advisors, LLC	581,994	US$1.3m	0.55%	0.33%
0.12%	Naviter Wealth LLC	570,785	US$1.3m	48.6%	0.15%
0.11%	LSV Asset Management	535,835	US$1.2m	0%	no data
0.11%	Bi Asset Management FondsmÆGlerselskab A/S	520,592	US$1.2m	0%	0.01%
0.1%	Raymond James Financial, Inc.	499,760	US$1.1m	5.75%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2026/05/26 12:30
End of Day Share Price	2026/05/22 00:00
Earnings	2026/03/31
Annual Earnings	2025/06/30

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* Example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on Github.

Analyst Sources

Prospect Capital Corporation is covered by 15 analysts. 1 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Kannan Venkateshwar	Barclays
Mark DeVries	Barclays
David Chiaverini	BMO Capital Markets Equity Research