PhenixFIN Corporation

NasdaqGM:PFX Stock Report

Market Cap: US$109.4m

PhenixFIN Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqGM:PFX Recent Insider Transactions by Companies or Individuals
DateValueNameEntityRoleSharesMax Price
10 Mar 25BuyUS$9,299Ellida McMillanIndividual173US$53.75
07 Mar 25BuyUS$6,852Ellida McMillanIndividual127US$53.95
05 Mar 25BuyUS$107,552David LorberIndividual2,000US$54.35
20 Feb 25BuyUS$70,951David LorberIndividual1,380US$53.21
12 Feb 25BuyUS$24,635Karin Hirtler-GarveyIndividual500US$49.27
12 Feb 25BuyUS$4,890Lowell RobinsonIndividual100US$48.90
11 Feb 25BuyUS$19,515Lowell RobinsonIndividual400US$48.79
18 Dec 24BuyUS$618,422David LorberIndividual12,871US$48.13
20 Jun 24BuyUS$44,228David LorberIndividual958US$46.39
14 Jun 24BuyUS$31,131David LorberIndividual692US$45.08
14 Jun 24BuyUS$45,120Ellida McMillanIndividual1,000US$45.12
12 Jun 24BuyUS$12,961David LorberIndividual289US$44.85

Insider Trading Volume

Insider Buying: PFX insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of PFX?
Owner TypeNumber of SharesOwnership Percentage
Hedge Funds117,8855.84%
Individual Insiders415,69520.6%
Institutions441,80421.9%
General Public1,044,39451.7%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 48.29% of the company
OwnershipNameSharesCurrent ValueChange %Portfolio %
13.1%
Howard Amster
263,536US$14.3m-2.56%no data
7.7%
Adalta Capital Management LLC
155,524US$8.4m3.96%4.53%
7.2%
David Lorber
145,523US$7.9m2.38%no data
5.84%
22NW, LP
117,885US$6.4m0%4.02%
4.04%
FrontFour Capital Group LLC
81,662US$4.4m0%17.74%
3.18%
American Money Management Corporation
64,327US$3.5m0%0.64%
3%
Morgan Stanley, Investment Banking and Brokerage Investments
60,502US$3.3m-6.62%no data
0.97%
Raymond James Financial Inc., Asset Management Arm
19,598US$1.1m0%no data
0.95%
Bulldog Investors, LLP
19,218US$1.0m0%0.26%
0.7%
Legal & General Investment Management Limited
14,151US$766.7k-10.3%no data
0.51%
Alphacentric Advisors LLC
10,300US$558.1k0%0.53%
0.51%
CrossingBridge Advisors, LLC
10,300US$558.1k0%0.28%
0.13%
Ellida McMillan
2,636US$142.8k12.8%no data
0.12%
Lombard Odier Darier Hentsch & Cie Asset Management
2,500US$135.5k0%no data
0.11%
Allworth Financial, L.P.
2,166US$117.4k0%no data
0.074%
Lowell Robinson
1,500US$81.3k50%no data
0.074%
Karin Hirtler-Garvey
1,500US$81.3k50%no data
0.05%
Arthur Ainsberg
1,000US$54.2k0%no data
0.026%
UBS Asset Management AG
518US$28.1k138%no data
0.019%
Wells Fargo & Company, Securities and Brokerage Investments
381US$20.6k46%no data
0.015%
Merrill Lynch & Co. Inc., Banking Investments
308US$16.7k71.1%no data
0.0099%
Legacy Wealth Management, LLC
200US$10.8k0%0.01%
0.0062%
Archer Investment Corporation
126US$6.8k0%no data
0.0011%
MAI Capital Management, LLC
22US$1.2k0%no data
0.00005%
The Huntington Trust Company, National Association
1US$54.70%no data

Company Analysis and Financial Data Status

DataLast Updated (UTC time)
Company Analysis2025/03/17 14:55
End of Day Share Price 2025/03/12 00:00
Earnings2024/12/31
Annual Earnings2024/09/30

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

PackageDataTimeframeExample US Source *
Company Financials10 years
  • Income statement
  • Cash flow statement
  • Balance sheet
Analyst Consensus Estimates+3 years
  • Forecast financials
  • Analyst price targets
Market Prices30 years
  • Stock prices
  • Dividends, Splits and Actions
Ownership10 years
  • Top shareholders
  • Insider trading
Management10 years
  • Leadership team
  • Board of directors
Key Developments10 years
  • Company announcements

* Example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on Github.

Analyst Sources

PhenixFIN Corporation is covered by 19 analysts. 1 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

AnalystInstitution
Mark DeVriesBarclays
Kannan VenkateshwarBarclays
Christopher TestaB. Riley Wealth