PhenixFIN Corporation

NasdaqGM:PFX Stock Report

Market Cap: US$85.2m

PhenixFIN Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqGM:PFX Recent Insider Transactions by Companies or Individuals
DateValueNameEntityRoleSharesMax Price
23 Sep 25BuyUS$11,842Ellida McMillanIndividual248US$47.75
17 Sep 25BuyUS$2,123Lowell RobinsonIndividual44US$48.26
16 Sep 25BuyUS$4,136Lowell RobinsonIndividual86US$48.09
12 Sep 25BuyUS$12,593Lowell RobinsonIndividual262US$48.09
10 Sep 25BuyUS$13,676Lowell RobinsonIndividual284US$48.17
05 Sep 25BuyUS$19,416David LorberIndividual400US$48.93
05 Sep 25BuyUS$2,359Lowell RobinsonIndividual49US$48.15
03 Sep 25BuyUS$9,566David LorberIndividual200US$47.83
03 Sep 25BuyUS$4,823Lowell RobinsonIndividual100US$48.23
20 Aug 25BuyUS$13,004Lowell RobinsonIndividual264US$49.28
18 Aug 25BuyUS$5,636Lowell RobinsonIndividual115US$49.03
14 Aug 25BuyUS$17,286Ellida McMillanIndividual351US$49.25
14 Aug 25BuyUS$6,454Lowell RobinsonIndividual132US$48.90
12 Aug 25BuyUS$8,054Lowell RobinsonIndividual164US$49.13
18 Jun 25BuyUS$48,405David LorberIndividual1,000US$49.56
17 Jun 25BuyUS$8,328Howard AmsterIndividual167US$49.87
17 Jun 25BuyUS$23,178Howard AmsterIndividual472US$50.04
10 Mar 25BuyUS$9,299Ellida McMillanIndividual173US$53.75
07 Mar 25BuyUS$6,852Ellida McMillanIndividual127US$53.95
05 Mar 25BuyUS$107,552David LorberIndividual2,000US$54.35
20 Feb 25BuyUS$70,951David LorberIndividual1,380US$53.21
12 Feb 25BuyUS$24,635Karin Hirtler-GarveyIndividual500US$49.27
12 Feb 25BuyUS$4,890Lowell RobinsonIndividual100US$48.90
11 Feb 25BuyUS$19,515Lowell RobinsonIndividual400US$48.79
18 Dec 24BuyUS$618,422David LorberIndividual12,871US$48.13

Insider Trading Volume

Insider Buying: PFX insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of PFX?
Owner TypeNumber of SharesOwnership Percentage
Hedge Funds117,8855.88%
Individual Insiders419,83321%
Institutions432,71921.6%
General Public1,033,43251.6%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 23 shareholders own 48.43% of the company
OwnershipNameSharesCurrent ValueChange %Portfolio %
13.2%
Howard Amster
263,975US$11.2m0%no data
8.63%
Adalta Capital Management LLC
172,939US$7.3m1.83%3.35%
7.34%
David Lorber
147,123US$6.3m0.41%no data
5.88%
22NW, LP
117,885US$5.0m0%2.28%
4.08%
FrontFour Capital Group LLC
81,662US$3.5m0%12.93%
3.21%
American Money Management Corporation
64,327US$2.7m0%0.46%
2.89%
Morgan Stanley
57,917US$2.5m-3.7%no data
1.02%
Raymond James Financial, Inc.
20,369US$865.7k2.98%no data
0.96%
Bulldog Investors, LLP
19,218US$816.8k0%0.18%
0.63%
Legal & General Investment Management Limited
12,695US$539.5k-10.3%no data
0.16%
Ellida McMillan
3,235US$137.5k22.7%no data
0.15%
Lowell Robinson
3,000US$127.5k100%no data
0.1%
UBS Asset Management AG
2,099US$89.2k6.93%no data
0.075%
Karin Hirtler-Garvey
1,500US$63.8k0%no data
0.05%
Arthur Ainsberg
1,000US$42.5k0%no data
0.035%
Osaic Wealth, Inc.
697US$29.6k-17.7%no data
0.013%
Wells Fargo & Company
261US$11.1k0%no data
0.01%
Legacy Wealth Management, LLC
200US$8.5k0%no data
0.0063%
Archer Investment Corporation
126US$5.4k0%no data
0.0054%
Merrill Lynch, Pierce, Fenner & Smith Incorporated
108US$4.6k-48.1%no data
0.0039%
Sound Income Strategies, LLC
78US$3.3k0%no data
0.0011%
MAI Capital Management, LLC
22US$936.80%no data
0.00005%
The Huntington Trust Company, National Association
1US$42.60%no data

Company Analysis and Financial Data Status

DataLast Updated (UTC time)
Company Analysis2025/11/19 23:50
End of Day Share Price 2025/11/19 00:00
Earnings2025/06/30
Annual Earnings2024/09/30

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

PackageDataTimeframeExample US Source *
Company Financials10 years
  • Income statement
  • Cash flow statement
  • Balance sheet
Analyst Consensus Estimates+3 years
  • Forecast financials
  • Analyst price targets
Market Prices30 years
  • Stock prices
  • Dividends, Splits and Actions
Ownership10 years
  • Top shareholders
  • Insider trading
Management10 years
  • Leadership team
  • Board of directors
Key Developments10 years
  • Company announcements

* Example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on Github.

Analyst Sources

PhenixFIN Corporation is covered by 14 analysts. 1 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

AnalystInstitution
Kannan VenkateshwarBarclays
Mark DeVriesBarclays
Christopher YorkCitizens JMP Securities, LLC