PhenixFIN Corporation

NasdaqGM:PFX Stock Report

Market Cap: US$95.8m

PhenixFIN Ownership

Who are the major shareholders and have insiders been buying or selling?


Recent Insider Transactions

NasdaqGM:PFX Recent Insider Transactions by Companies or Individuals
DateValueNameEntityRoleSharesMax Price
20 Jun 24BuyUS$44,228David LorberIndividual958US$46.39
14 Jun 24BuyUS$31,131David LorberIndividual692US$45.08
14 Jun 24BuyUS$45,120Ellida McMillanIndividual1,000US$45.12
12 Jun 24BuyUS$12,961David LorberIndividual289US$44.85
11 Mar 24BuyUS$10,127Ellida McMillanIndividual225US$45.01
01 Mar 24BuyUS$878,788David LorberIndividual19,494US$45.08
27 Feb 24BuyUS$99,537David LorberIndividual2,227US$44.97
26 Feb 24BuyUS$7,711David LorberIndividual175US$44.06
22 Sep 23BuyUS$7,535Ellida McMillanIndividual200US$38.53
16 Aug 23BuyUS$192,298David LorberIndividual5,177US$38.31

Insider Trading Volume

Insider Buying: PFX insiders have bought more shares than they have sold in the past 3 months.


Ownership Breakdown

What is the ownership structure of PFX?
Owner TypeNumber of SharesOwnership Percentage
Private Companies9850.0488%
Hedge Funds117,8855.84%
Institutions396,92119.7%
Individual Insiders406,62020.1%
General Public1,097,37954.3%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.


Top Shareholders

Top 25 shareholders own 45.67% of the company
OwnershipNameSharesCurrent ValueChange %Portfolio %
13.4%
Howard Amster
270,470US$12.8m0%no data
7.05%
Adalta Capital Management LLC
142,309US$6.8m4.86%3.61%
6.35%
David Lorber
128,314US$6.1m0.77%no data
5.84%
22NW, LP
117,885US$5.6m0%4.31%
4.04%
FrontFour Capital Group LLC
81,662US$3.9m0%12.27%
3.21%
Morgan Stanley, Investment Banking and Brokerage Investments
64,813US$3.1m-2.24%no data
3.18%
American Money Management Corporation
64,327US$3.1m0%0.53%
0.82%
Legal & General Investment Management Limited
16,577US$786.3k0%no data
0.49%
Northwestern Mutual Wealth Management Company
9,939US$471.5k-92.4%no data
0.32%
RBC Private Counsel (USA) Inc.
6,400US$303.6k0%no data
0.12%
Bradley Radoff
2,500US$118.6k0%no data
0.12%
Lombard Odier Darier Hentsch & Cie Asset Management
2,500US$118.6k0%no data
0.12%
Ellida McMillan
2,336US$110.8k74.8%no data
0.11%
Securities America Advisors, Inc.
2,280US$108.1k0%no data
0.11%
Allworth Financial, L.P.
2,166US$102.7k0%no data
0.1%
UBS Asset Management AG
2,116US$100.4k15.9%no data
0.057%
The Retirement Group, LLC
1,154US$54.7k-4.15%0.02%
0.05%
Arthur Ainsberg
1,000US$47.4k0%no data
0.05%
Lowell Robinson
1,000US$47.4k0%no data
0.05%
Karin Hirtler-Garvey
1,000US$47.4k0%no data
0.049%
Tower Research Capital LLC
985US$46.7k0%no data
0.014%
Osaic Wealth, Inc. , Asset Management Arm
290US$13.8k0%no data
0.013%
Wells Fargo & Company, Securities and Brokerage Investments
261US$12.4k0.38%no data
0.0062%
Archer Investment Corporation
126US$6.0k0%no data
0.00005%
The Huntington Trust Company, National Association
1US$47.90%no data
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