Hennessy Advisors Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqGM:HNNA Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
26 Dec 24	SellUS$69,732	Daniel Steadman	Individual	5,810	US$12.02
20 Dec 24	SellUS$73,083	Daniel Steadman	Individual	6,100	US$12.19
19 Dec 24	SellUS$126,715	Thomas Seavey	Individual	11,074	US$11.44
18 Dec 24	SellUS$107,606	Thomas Seavey	Individual	8,926	US$12.10
17 Dec 24	SellUS$35,510	Daniel Steadman	Individual	2,658	US$13.36
17 Dec 24	SellUS$4,573	Kiera Newton	Individual	367	US$12.46
27 Sep 24	SellUS$4,888	Kiera Newton	Individual	520	US$9.40
26 Sep 24	SellUS$100,469	Susan Pomilia	Individual	10,250	US$9.82

Insider Trading Volume

Insider Buying: HNNA insiders have only sold shares in the past 3 months.

Ownership Breakdown

What is the ownership structure of HNNA?
Owner Type	Number of Shares	Ownership Percentage
Institutions	805,173	10.3%
Individual Insiders	3,062,498	39.4%
General Public	3,912,648	50.3%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 49.63% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
26.3%	Neil Hennessy	2,044,245	US$23.8m	0.41%	no data
3.31%	Brian Hennessy	257,293	US$3.0m	-3.18%	no data
3.21%	The Vanguard Group, Inc.	249,430	US$2.9m	0%	no data
2.59%	Henry Hansel	201,163	US$2.3m	2.63%	no data
1.82%	Aegis Financial Corporation	141,353	US$1.6m	0%	0.5%
1.65%	Teresa Nilsen	128,639	US$1.5m	4.68%	no data
1.4%	Rodger Offenbach	109,081	US$1.3m	-0.64%	no data
1.27%	Susan Pomilia	98,544	US$1.1m	-4.92%	no data
1.2%	Renaissance Technologies LLC	93,688	US$1.1m	-1.99%	no data
1.06%	Kathryn Fahy	82,211	US$955.3k	71.3%	no data
0.78%	Daniel Libarle	61,010	US$708.9k	-20.7%	no data
0.78%	Dimensional Fund Advisors LP	60,537	US$703.4k	0.01%	no data
0.73%	Thomas Seavey	57,067	US$663.1k	-26%	no data
0.67%	Redhawk Wealth Advisors, Inc.	52,061	US$605.0k	0%	0.09%
0.62%	Perigon Wealth Management, LLC, Asset Management Arm	47,916	US$556.8k	-0.7%	0.01%
0.58%	Geode Capital Management, LLC	45,379	US$527.3k	35.5%	no data
0.35%	Arbor Point Advisors, LLC	26,900	US$312.6k	0%	0.01%
0.27%	Northern Trust Global Investments	21,025	US$244.3k	3.31%	no data
0.23%	Daniel Steadman	17,957	US$208.7k	-44.8%	no data
0.2%	Bridgeway Capital Management, LLC	15,418	US$179.2k	2.68%	no data
0.17%	Susquehanna International Group, LLP, Asset Management Arm	13,449	US$156.3k	-61.4%	no data
0.16%	BlackRock, Inc.	12,577	US$146.1k	7.41%	no data
0.14%	Bank of America Corporation, Asset Management Arm	10,530	US$122.4k	0.01%	no data
0.13%	Cambridge Investment Research Advisors, Inc.	10,062	US$116.9k	0%	no data
0.047%	Lydia Knight-O'Riordan	3,650	US$42.4k	224%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2024/12/30 04:01
End of Day Share Price	2024/12/30 00:00
Earnings	2024/09/30
Annual Earnings	2024/09/30

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

Hennessy Advisors, Inc. is covered by 1 analysts. 0 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Robert Maltbie	Singular Research