Great Elm Capital Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqGM:GECC Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
21 Nov 23	BuyUS$271,350	Great Elm Group, Inc.	Company	27,000	US$10.05
15 Aug 23	BuyUS$24,748	Richard Cohen	Individual	2,612	US$9.47
12 May 23	BuyUS$40,077	Mark Kuperschmid	Individual	5,000	US$8.02

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of GECC?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	167,242	1.77%
Institutions	571,140	6.04%
Hedge Funds	1,510,097	16%
Public Companies	1,516,932	16%
VC/PE Firms	1,850,424	19.6%
General Public	3,836,547	40.6%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 24.3%.

Top Shareholders

Top 25 shareholders own 59.41% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
19.6%	Great Elm Capital Management, Inc.	1,850,424	US$19.2m	0%	100.0%
16.1%	Great Elm Group, Inc.	1,516,932	US$15.8m	-0.24%	no data
8.45%	Northern Right Capital Management, L.P.	798,471	US$8.3m	0%	3.1%
7.53%	Imperial Capital Asset Management LLC	711,626	US$7.4m	-4.25%	38.19%
3.94%	JPMorgan Chase & Co, Brokerage and Securities Investments	372,495	US$3.9m	0%	no data
0.79%	Cruiser Capital Advisors, LLC	74,426	US$772.9k	5.11%	1.06%
0.65%	Matthew Drapkin	61,617	US$639.9k	0%	no data
0.54%	Matthew Kaplan	50,668	US$526.2k	0%	no data
0.4%	Acadian Asset Management LLC	37,848	US$393.1k	-13.6%	no data
0.26%	O'Shaughnessy Asset Management, LLC	24,516	US$254.6k	69.1%	no data
0.22%	Adam Kleinman	20,558	US$213.5k	0%	no data
0.18%	Mark Kuperschmid	16,972	US$176.3k	0%	no data
0.16%	Keri Davis	14,815	US$153.9k	0%	no data
0.15%	Ritholtz Wealth Management	13,793	US$143.2k	15.7%	0.01%
0.13%	Citadel Advisors LLC	12,691	US$131.8k	-50.6%	no data
0.13%	Cove Street Capital, LLC	12,200	US$126.7k	0%	0.04%
0.12%	Northern Trust Global Investments	10,956	US$113.8k	0%	no data
0.11%	Millennium Management LLC	10,305	US$107.0k	-50.5%	no data
0.028%	Richard Cohen	2,612	US$27.1k	0%	no data
0.012%	Morgan Stanley, Investment Banking and Brokerage Investments	1,123	US$11.7k	828%	no data
0.0038%	RBC Dominion Securities Inc., Asset Management Arm	355	US$3.7k	0%	no data
0.002%	Impact Partnership Wealth, LLC	191	US$2.0k	0%	no data
0.0018%	Wells Fargo & Company, Securities and Brokerage Investments	171	US$1.8k	-97.2%	no data
0.0007%	UBS Asset Management AG	66	US$687.1	2,100%	no data
0.00003%	Life Planning Partners, Inc.	3	US$29.4	0%	no data