Gladstone Investment Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqGS:GAIN Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
06 Nov 23	BuyUS$9,536	Rachael Easton	Individual		650	US$14.67
07 Aug 23	BuyUS$66,966	David Dullum	Individual		5,000	US$13.39

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of GAIN?
Owner Type	Number of Shares	Ownership Percentage
Private Companies	662	0.00184%
Individual Insiders	892,257	2.49%
Institutions	5,352,164	14.9%
General Public	29,645,077	82.6%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 7.3%.

Top Shareholders

Top 25 shareholders own 14.82% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
2.63%	Melia Wealth LLC	945,539	US$13.4m	0%	7.7%
1.83%	David Gladstone	656,612	US$9.3m	0%	no data
1.72%	Van Eck Associates Corporation	618,560	US$8.8m	10.5%	0.01%
0.84%	Two Sigma Investments, LP	300,646	US$4.3m	77.2%	0.01%
0.73%	Two Sigma Advisers, LP	260,242	US$3.7m	61.2%	0.01%
0.72%	Legal & General Investment Management Limited	257,435	US$3.7m	6.57%	no data
0.6%	Outfitter Financial, LLC	213,795	US$3.0m	-0.47%	2.54%
0.58%	Davenport Asset Management	207,842	US$3.0m	-3.53%	0.02%
0.48%	BlackRock, Inc.	172,783	US$2.5m	20.1%	no data
0.46%	LPL Financial Corporation, Asset Management Arm	165,841	US$2.4m	-11.1%	no data
0.43%	William Blair Investment Management, LLC	154,529	US$2.2m	0.72%	no data
0.42%	Advisors Asset Management, Inc.	152,469	US$2.2m	-28.8%	0.04%
0.42%	David Dullum	151,265	US$2.2m	0%	no data
0.41%	Marshall Wace LLP	147,318	US$2.1m	1,160%	no data
0.41%	Millennium Management LLC	145,386	US$2.1m	57.9%	no data
0.29%	PFG Advisors, LLC	103,804	US$1.5m	-17.1%	0.12%
0.29%	Legacy Capital Wealth Partners, LLC	102,491	US$1.5m	5.18%	0.4%
0.28%	Robert W. Baird & Co. Incorporated, Asset Management Arm	100,936	US$1.4m	-2.17%	no data
0.27%	Morgan Stanley, Investment Banking and Brokerage Investments	96,460	US$1.4m	16.8%	no data
0.25%	Atlantic Union Bankshares Corporation,Asset Management Arm	90,058	US$1.3m	-2.38%	0.11%
0.19%	Albert D. Mason Inc.	67,837	US$964.6k	-0.33%	0.62%
0.17%	Royal Bank of Canada, Banking & Securities Investments	61,011	US$867.6k	1.09%	no data
0.14%	Citadel Advisors LLC	51,647	US$734.4k	-42.8%	no data
0.14%	Raymond James Financial Inc., Asset Management Arm	49,600	US$705.3k	80.8%	no data
0.13%	Susquehanna International Group, LLP, Asset Management Arm	44,877	US$638.2k	106%	no data