First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund

NasdaqGM:FYX Stock Report

Market Cap: US$880.0m

First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund Ownership

Who are the major shareholders and have insiders been buying or selling?


Recent Insider Transactions

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.


Ownership Breakdown

What is the ownership structure of FYX?
Owner TypeNumber of SharesOwnership Percentage
Private Companies1890.003%
Institutions6,294,743100%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.


Top Shareholders

Top 25 shareholders own 0% of the company
OwnershipNameSharesCurrent ValueChange %Portfolio %
0%
Morgan Stanley, Investment Banking and Brokerage Investments
698,791US$02.57%0.01%
0%
Wells Fargo & Company, Securities and Brokerage Investments
581,801US$011.6%0.02%
0%
LPL Financial Corporation, Asset Management Arm
536,606US$0-3.37%0.03%
0%
Royal Bank of Canada, Banking & Securities Investments
382,975US$03.97%0.02%
0%
Merrill Lynch & Co. Inc., Banking Investments
331,928US$0-0.26%0.01%
0%
Janney Montgomery Scott LLC, Asset Management Arm
288,217US$028.7%0.08%
0%
Hapanowicz & Associates Financial Services, Inc.
234,111US$00.67%12.47%
0%
UBS Asset Management AG
214,530US$0-1.1%no data
0%
Raymond James Financial Inc., Asset Management Arm
206,529US$0-21.3%0.01%
0%
Raymond James Financial Services Advisors, Inc.
189,060US$04.48%0.03%
0%
Cetera Financial Holdings, Inc., Asset Management Arm
180,223US$095.7%0.05%
0%
Cambridge Investment Research Advisors, Inc.
136,843US$05.01%0.05%
0%
J.P. Morgan Private Wealth Advisors LLC
129,375US$0573%0.04%
0%
Managed Account Advisors LLC
120,631US$015.2%no data
0%
Wealth Alliance Advisory Group, LLC
120,630US$05.28%2.61%
0%
Main Line Retirement Advisors, LLC
107,087US$06.03%7.82%
0%
Kestra Advisory Services, LLC
97,960US$0-7.09%0.06%
0%
Park National Bank, Asset Management Arm
86,065US$0-2.08%0.31%
0%
WealthSource Partners, LLC
85,228US$00%0.5%
0%
Robert W. Baird & Co. Incorporated, Asset Management Arm
82,334US$0-21.5%0.02%
0%
NewEdge Advisors, LLC
78,600US$0-5.85%0.06%
0%
Chicago Partners Investment Group LLC
66,212US$02.45%0.25%
0%
Wilcoxson Wealth Management
59,581US$025.3%0.01%
0%
Western Wealth Management LLC
59,078US$0-7.64%0.43%
0%
Vestmark Advisory Solutions, Inc.
58,265US$02.91%0.24%
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