First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund

NasdaqGM:FYC Stock Report

Market Cap: US$273.3m

First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund Ownership

Who are the major shareholders and have insiders been buying or selling?


Recent Insider Transactions

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.


Ownership Breakdown

What is the ownership structure of FYC?
Owner TypeNumber of SharesOwnership Percentage
Private Companies7,1750.262%
Institutions2,730,48999.7%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 13.9%.


Top Shareholders

Top 25 shareholders own 0% of the company
OwnershipNameSharesCurrent ValueChange %Portfolio %
0%
LPL Financial Corporation, Asset Management Arm
463,697US$01.27%0.02%
0%
First Trust Advisors LP
310,922US$0-30.1%0.02%
0%
J. Arnold Wealth Management Co., LLC
208,878US$00%4.21%
0%
Royal Bank of Canada, Banking & Securities Investments
177,394US$038.8%0.01%
0%
Morgan Stanley, Investment Banking and Brokerage Investments
158,571US$0-4.26%no data
0%
Wells Fargo & Company, Securities and Brokerage Investments
150,160US$069.6%no data
0%
IFP Advisors, LLC
119,687US$00%0.36%
0%
Cambridge Investment Research Advisors, Inc.
85,555US$0392%0.02%
0%
Concurrent Investment Advisors, LLC
78,765US$0-4.95%0.21%
0%
Kingsview Wealth Management, LLC
62,071US$09.51%0.12%
0%
Raymond James Financial Services Advisors, Inc.
60,414US$0-59.2%0.01%
0%
Merrill Lynch & Co. Inc., Banking Investments
58,772US$0-29.1%no data
0%
Managed Account Advisors LLC
53,647US$0-7.05%no data
0%
Benjamin Edwards, Inc, Asset Management Arm
52,451US$0-1.12%0.06%
0%
Raymond James Financial Inc., Asset Management Arm
51,823US$0-2.37%no data
0%
PNC Financial Services Group Inc., Banking Investments
51,389US$05.76%no data
0%
Envestnet Asset Management, Inc.
49,728US$0-2.04%no data
0%
Bedel Financial Consulting, Inc
46,698US$03.58%0.49%
0%
Moneywise Inc
45,789US$0-10.1%1.69%
0%
Equitable Holdings, Inc, Asset Management Arm
36,797US$0-2.58%0.03%
0%
UBS Asset Management AG
31,716US$0-0.49%no data
0%
MONECO Advisors, LLC
26,472US$0-27.8%0.29%
0%
Stifel Asset Management Corp.
23,609US$0-6.67%no data
0%
Cetera Financial Holdings, Inc., Asset Management Arm
22,118US$0-24.1%no data
0%
U.S. Bancorp Asset Management, Inc.
21,428US$08.33%no data
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