First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund

NasdaqGM:FNY Stock Report

Market Cap: US$331.0m

First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund Ownership

Who are the major shareholders and have insiders been buying or selling?


Recent Insider Transactions

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.


Ownership Breakdown

What is the ownership structure of FNY?
Owner TypeNumber of SharesOwnership Percentage
Private Companies4,0760.133%
Institutions3,049,55199.9%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 9.8%.


Top Shareholders

Top 25 shareholders own 0% of the company
OwnershipNameSharesCurrent ValueChange %Portfolio %
0%
Wells Fargo & Company, Securities and Brokerage Investments
588,579US$0-0.22%0.01%
0%
LPL Financial Corporation, Asset Management Arm
481,310US$0-14.1%0.02%
0%
Morgan Stanley, Investment Banking and Brokerage Investments
358,299US$0-2.38%no data
0%
UBS Asset Management AG
318,570US$00.99%no data
0%
NewEdge Advisors, LLC
163,082US$03.08%0.1%
0%
Raymond James Financial Services Advisors, Inc.
79,343US$0-6.11%0.01%
0%
Cetera Investment Advisers LLC
71,556US$024%0.01%
0%
Benjamin Edwards, Inc, Asset Management Arm
66,878US$0-11.2%0.08%
0%
Cetera Financial Holdings, Inc., Asset Management Arm
59,077US$0451%0.01%
0%
Goldman Sachs Group, Investment Banking and Securities Investments
50,000US$00%no data
0%
Susquehanna International Group, LLP, Asset Management Arm
46,906US$017.7%no data
0%
Private Advisor Group, LLC
45,635US$00.01%0.02%
0%
Kingsview Wealth Management, LLC
43,931US$06.21%0.09%
0%
Osaic Wealth, Inc. , Asset Management Arm
40,870US$0-0.49%0.01%
0%
Wilcoxson Wealth Management
39,825US$0-6.32%no data
0%
KCM Investment Advisors, LLC
38,618US$0-2.52%0.11%
0%
Wealth Management Partners LLC
35,857US$0-3.05%1.31%
0%
Kestra Advisory Services, LLC
32,444US$014.1%0.02%
0%
Stifel Asset Management Corp.
31,105US$012.3%no data
0%
PCG Wealth Advisors, LLC
27,699US$00%0.96%
0%
Atria Wealth Solutions, Inc.
25,493US$041.6%0.03%
0%
Wealth Enhancement Advisory Services, LLC
23,278US$016.8%no data
0%
Royal Bank of Canada, Banking & Securities Investments
20,028US$020%no data
0%
Equitable Holdings, Inc, Asset Management Arm
18,488US$03.18%0.02%
0%
MTM Investment Management, LLC
18,130US$0-2.42%0.56%
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