The Herzfeld Caribbean Basin Fund Inc.

NasdaqCM:CUBA Stock Report

Market Cap: US$39.9m

Herzfeld Caribbean Basin Fund Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqCM:CUBA Recent Insider Transactions by Companies or Individuals
DateValueNameEntityRoleSharesMax Price
01 May 24SellUS$102,850Erik HerzfeldIndividual41,415US$2.59
26 Apr 24BuyUS$3,705Erik HerzfeldIndividual1,531US$2.42

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of CUBA?
Owner TypeNumber of SharesOwnership Percentage
Individual Insiders2,147,29413%
Institutions3,661,27422.1%
General Public10,739,74564.9%

Dilution of Shares: Shareholders have been substantially diluted in the past year, with total shares outstanding growing by 131.4%.

Top Shareholders

Top 25 shareholders own 34.94% of the company
OwnershipNameSharesCurrent ValueChange %Portfolio %
9.61%
Thomas Herzfeld
1,590,111US$3.8m4.78%no data
6.21%
Deschutes Portfolio Strategy, LLC
1,028,248US$2.5m4.23%1.19%
4.02%
CSS LLC/IL, Asset Management Arm
665,995US$1.6m4.32%0.36%
3.56%
Thomas J. Herzfeld Advisors, Inc.
589,499US$1.4m-75.7%0.48%
2.67%
Erik Herzfeld
442,270US$1.1m4.29%no data
1.75%
Blue Bell Private Wealth Management, LLC
289,096US$696.7k20.9%0.13%
1.12%
Yakira Capital Management, Inc.
185,542US$447.2k-37.6%0.24%
0.98%
Logan Stone Capital, LLC
161,429US$389.0k5.62%0.1%
0.63%
Quarry LP
104,344US$251.5k4.23%0.12%
0.62%
Modern Capital Management, Co.
103,115US$248.5k0%0.42%
0.59%
Cowen Inc,Private Banking and Investment Banking Investments
97,976US$236.1k5.05%0.01%
0.55%
Advisor Group Holdings, Inc., Asset Management Arm
91,044US$219.4k0%no data
0.53%
Landscape Capital Management, LLC
87,692US$211.3k-53.6%0.02%
0.35%
Cambridge Investment Research Advisors, Inc.
57,176US$137.8k9.91%no data
0.25%
Cecilia Gondor
41,960US$101.1k4.29%no data
0.24%
Hunting Hill Global Capital, LLC
40,500US$97.6k5.62%0.04%
0.22%
Ann Lieff
36,358US$87.6k5.8%no data
0.21%
Choreo, LLC
35,227US$84.9k0%no data
0.17%
Susquehanna International Group, LLP, Asset Management Arm
27,734US$66.8k49.9%no data
0.15%
Ryan Paylor
25,134US$60.6k5.8%no data
0.13%
EMFO, LLC
21,735US$52.4k0%0.05%
0.12%
Bulldog Investors, LLP
20,443US$49.3k4.23%0.02%
0.086%
Security Investors, LLC
14,186US$34.2k-2.83%no data
0.075%
Putnam LLC
12,343US$29.7k902%no data
0.074%
International Assets Investment Management, LLC
12,166US$29.3k0%no data