Capital Southwest Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqGS:CSWC Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
08 Nov 24	BuyUS$5,921	Christine Battist	Individual	256	US$23.13
07 Nov 24	BuyUS$11,533	Ramona Rogers-Windsor	Individual	500	US$23.07
16 Sep 24	BuyUS$6,258	Ramona Rogers-Windsor	Individual	250	US$25.03
09 Aug 24	BuyUS$9,720	Christine Battist	Individual	406	US$23.94
28 Jun 24	BuyUS$5,226	Ramona Rogers-Windsor	Individual	200	US$26.13
21 Jun 24	BuyUS$4,916	Christine Battist	Individual	197	US$24.96
03 Jun 24	BuyUS$243,139	William Thomas	Individual	9,400	US$25.87
29 May 24	BuyUS$4,848	Christine Battist	Individual	192	US$25.25
23 May 24	BuyUS$12,825	Ramona Rogers-Windsor	Individual	500	US$25.65
21 Dec 23	BuyUS$11,645	Ramona Rogers-Windsor	Individual	500	US$23.29

Insider Trading Volume

Insider Buying: CSWC insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of CSWC?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	2,097,404	4.4%
Institutions	11,569,166	24.3%
General Public	34,020,115	71.3%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 19.4%.

Top Shareholders

Top 25 shareholders own 21.5% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
2.42%	Van Eck Associates Corporation	1,152,153	US$26.5m	8.77%	0.03%
1.42%	Bowen Diehl	678,424	US$15.6m	0%	no data
1.42%	Punch & Associates Investment Management, Inc.	675,583	US$15.5m	0.86%	0.84%
1.39%	Two Sigma Advisers, LP	660,600	US$15.2m	-11.7%	0.03%
1.35%	Zuckerman Investment Group, LLC	641,459	US$14.7m	0.13%	1.47%
1.33%	Sanders Morris Harris,Asset Managemnet arm	636,164	US$14.6m	-0.83%	2.35%
1.26%	William Thomas	600,090	US$13.8m	0.35%	no data
1.18%	Sound Income Strategies, LLC	562,079	US$12.9m	1.2%	0.9%
0.99%	Two Sigma Investments, LP	473,718	US$10.9m	-15.7%	0.02%
0.86%	Michael Sarner	409,427	US$9.4m	0%	no data
0.84%	Invesco Capital Management LLC	399,349	US$9.2m	15.8%	no data
0.82%	Melia Wealth LLC	388,750	US$8.9m	2.47%	4.7%
0.81%	Harbor Capital Advisors, Inc.	387,647	US$8.9m	147%	0.38%
0.7%	Legal & General Investment Management Limited	332,423	US$7.6m	-1.72%	no data
0.68%	Cain, Watters & Associates, LLC	322,707	US$7.4m	17.6%	0.67%
0.64%	First Manhattan Co. LLC	306,850	US$7.1m	-14.8%	0.02%
0.53%	Joshua Weinstein	253,240	US$5.8m	0%	no data
0.44%	Hennion & Walsh Asset Management, Inc.	209,808	US$4.8m	-10%	0.23%
0.4%	LPL Financial Corporation, Asset Management Arm	191,996	US$4.4m	6.07%	no data
0.38%	Advisors Asset Management, Inc.	182,606	US$4.2m	7.31%	0.08%
0.37%	Grace & White, Inc.	176,597	US$4.1m	0%	0.74%
0.34%	BlackRock, Inc.	163,946	US$3.8m	0%	no data
0.34%	Morgan Stanley, Investment Banking and Brokerage Investments	163,244	US$3.8m	-1.14%	no data
0.32%	Putnam LLC	154,038	US$3.5m	24.6%	no data
0.27%	Raymond James Financial Services Advisors, Inc.	128,650	US$3.0m	12.2%	no data