Capital Southwest Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqGS:CSWC Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
16 Sep 24	BuyUS$6,258	Ramona Rogers-Windsor	Individual	250	US$25.03
09 Aug 24	BuyUS$9,720	Christine Battist	Individual	406	US$23.94
28 Jun 24	BuyUS$5,226	Ramona Rogers-Windsor	Individual	200	US$26.13
21 Jun 24	BuyUS$4,916	Christine Battist	Individual	197	US$24.96
03 Jun 24	BuyUS$243,139	William Thomas	Individual	9,400	US$25.87
29 May 24	BuyUS$4,848	Christine Battist	Individual	192	US$25.25
23 May 24	BuyUS$12,825	Ramona Rogers-Windsor	Individual	500	US$25.65
21 Dec 23	BuyUS$11,645	Ramona Rogers-Windsor	Individual	500	US$23.29

Insider Trading Volume

Insider Buying: CSWC insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of CSWC?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	2,096,354	4.4%
Institutions	11,551,476	24.2%
General Public	34,038,855	71.4%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 19.4%.

Top Shareholders

Top 25 shareholders own 21.73% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
2.42%	Van Eck Associates Corporation	1,152,153	US$25.9m	8.77%	0.03%
1.57%	Two Sigma Advisers, LP	748,300	US$16.8m	94%	0.04%
1.42%	Bowen Diehl	678,424	US$15.3m	11.4%	no data
1.4%	Punch & Associates Investment Management, Inc.	669,838	US$15.1m	0.08%	0.91%
1.34%	Zuckerman Investment Group, LLC	640,652	US$14.4m	-0.38%	1.64%
1.33%	Sanders Morris Harris,Asset Managemnet arm	636,164	US$14.3m	-0.83%	2.53%
1.26%	William Thomas	600,090	US$13.5m	0.35%	no data
1.18%	Sound Income Strategies, LLC	562,079	US$12.6m	1.2%	0.95%
1.18%	Two Sigma Investments, LP	561,678	US$12.6m	40.9%	0.03%
0.86%	Michael Sarner	409,427	US$9.2m	16.1%	no data
0.81%	Harbor Capital Advisors, Inc.	387,647	US$8.7m	147%	0.41%
0.8%	Melia Wealth LLC	379,365	US$8.5m	1.96%	5.05%
0.76%	First Manhattan Co. LLC	360,046	US$8.1m	-3.56%	0.03%
0.72%	Invesco Capital Management LLC	344,843	US$7.8m	946%	no data
0.71%	Legal & General Investment Management Limited	338,247	US$7.6m	2.81%	no data
0.68%	Cain, Watters & Associates, LLC	322,707	US$7.3m	17.6%	0.7%
0.53%	Joshua Weinstein	253,240	US$5.7m	16.3%	no data
0.44%	Hennion & Walsh Asset Management, Inc.	209,808	US$4.7m	-10%	0.24%
0.38%	LPL Financial Corporation, Asset Management Arm	181,011	US$4.1m	17.9%	no data
0.37%	Grace & White, Inc.	176,597	US$4.0m	0%	0.81%
0.36%	Advisors Asset Management, Inc.	170,163	US$3.8m	-0.54%	0.08%
0.35%	Morgan Stanley, Investment Banking and Brokerage Investments	165,134	US$3.7m	-14%	no data
0.34%	BlackRock, Inc.	163,946	US$3.7m	3.35%	no data
0.27%	Raymond James Financial Services Advisors, Inc.	128,650	US$2.9m	12.2%	no data
0.26%	Putnam LLC	123,615	US$2.8m	13.9%	no data