Capital Southwest Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqGS:CSWC Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
21 Dec 23	BuyUS$11,645	Ramona Rogers-Windsor	Individual		500	US$23.29
02 Nov 23	BuyUS$10,835	Ramona Rogers-Windsor	Individual		500	US$21.67

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 24.4%.

Top 25 shareholders own 21.49% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
1.82%	Punch & Associates Investment Management, Inc.	781,986	US$20.2m	1.09%	1.15%
1.7%	Van Eck Associates Corporation	731,498	US$18.9m	10.6%	0.02%
1.5%	SMH Asset Management	644,206	US$16.7m	0%	3.38%
1.43%	Zuckerman Investment Group, LLC	613,137	US$15.9m	-4.77%	1.87%
1.42%	Bowen Diehl	609,120	US$15.8m	-0.36%	no data
1.39%	William Thomas	596,817	US$15.5m	0%	no data
1.28%	Sound Income Strategies, LLC	549,655	US$14.2m	3.26%	1.17%
0.94%	Beacon Pointe Advisors, LLC	405,411	US$10.5m	855%	0.12%
0.89%	Invesco Capital Management LLC	380,951	US$9.9m	-13.3%	no data
0.88%	Two Sigma Investments, LP	378,964	US$9.8m	84.4%	0.02%
0.88%	First Manhattan Co. LLC	376,494	US$9.7m	-2.55%	0.03%
0.87%	Melia Wealth LLC	372,073	US$9.6m	-45.5%	5.45%
0.82%	Michael Sarner	352,757	US$9.1m	-0.53%	no data
0.82%	Two Sigma Advisers, LP	351,500	US$9.1m	106%	0.02%
0.72%	Legal & General Investment Management Limited	308,987	US$8.0m	11.9%	no data
0.56%	Hennion & Walsh Asset Management, Inc.	239,376	US$6.2m	-3.2%	0.34%
0.55%	Cain, Watters & Associates, LLC	235,982	US$6.1m	5.57%	0.7%
0.51%	Joshua Weinstein	217,717	US$5.6m	-0.52%	no data
0.44%	BlackRock, Inc.	191,052	US$4.9m	5.92%	no data
0.41%	Grace & White, Inc.	176,597	US$4.6m	0%	0.87%
0.38%	Advisors Asset Management, Inc.	163,232	US$4.2m	-16.3%	0.08%
0.37%	Columbia Management Investment Advisers, LLC	159,015	US$4.1m	81.2%	no data
0.34%	LPL Financial Corporation, Asset Management Arm	145,396	US$3.8m	12.6%	no data
0.3%	Hudson Bay Capital Management LP	130,741	US$3.4m	0%	0.03%
0.29%	McKinley Capital Management, LLC	122,548	US$3.2m	0.07%	0.37%