Carlyle Secured Lending Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqGS:CGBD Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
30 Aug 23	BuyUS$73,900	Alexander Popov	Individual	5,000	US$14.78
09 Jun 23	BuyUS$50,028	Aren LeeKong	Individual	3,394	US$14.74
05 Jun 23	BuyUS$85	Aren LeeKong	Individual	6	US$14.19
01 Jun 23	BuyUS$19,963	Aren LeeKong	Individual	1,454	US$13.73
31 May 23	BuyUS$19,847	Aren LeeKong	Individual	1,454	US$13.65
26 May 23	BuyUS$39,680	Aren LeeKong	Individual	2,908	US$13.69
18 May 23	BuyUS$52,225	Thomas Hennigan	Individual	3,900	US$13.40

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of CGBD?
Owner Type	Number of Shares	Ownership Percentage
Private Companies	151	0.000297%
Individual Insiders	322,537	0.635%
VC/PE Firms	5,402,272	10.6%
Institutions	12,725,038	25.1%
General Public	32,344,943	63.7%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 30.28% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
10.6%	The Carlyle Group Inc.	5,402,272	US$92.8m	0%	1.89%
3.89%	Morgan Stanley, Investment Banking and Brokerage Investments	1,973,784	US$33.9m	6.6%	no data
3.15%	LSV Asset Management	1,598,663	US$27.4m	-5.04%	0.05%
1.83%	Van Eck Associates Corporation	931,241	US$16.0m	10.6%	0.02%
1.54%	Merrill Lynch & Co. Inc., Banking Investments	780,865	US$13.4m	133%	0.01%
0.84%	Millennium Management LLC	427,237	US$7.3m	303%	0.01%
0.78%	Legal & General Investment Management Limited	396,720	US$6.8m	8.49%	no data
0.64%	Two Sigma Investments, LP	322,653	US$5.5m	4.37%	0.01%
0.58%	Two Sigma Advisers, LP	296,300	US$5.1m	8.81%	0.01%
0.51%	D. E. Shaw & Co., L.P.	260,614	US$4.5m	-5.97%	0.01%
0.51%	Nikko Asset Management Co., Ltd.	258,774	US$4.4m	2.59%	no data
0.51%	Muzinich & Co., Inc.	257,336	US$4.4m	-6.82%	3.07%
0.5%	Advisors Asset Management, Inc.	253,752	US$4.4m	22.7%	0.09%
0.48%	Novare Capital Management	246,240	US$4.2m	1.1%	0.41%
0.43%	Royal Bank of Canada, Banking & Securities Investments	217,572	US$3.7m	0.88%	no data
0.43%	Neuberger Berman Investment Advisers LLC	216,914	US$3.7m	-6.6%	no data
0.41%	Condor Capital Management	210,613	US$3.6m	9.21%	0.37%
0.4%	Gries Financial LLC	201,817	US$3.5m	-2.94%	0.73%
0.37%	UBS Asset Management AG	188,214	US$3.2m	8.87%	no data
0.34%	McKinley Capital Management, LLC	172,572	US$3.0m	-1.22%	0.35%
0.33%	BlackRock, Inc.	165,590	US$2.8m	4.64%	no data
0.31%	The Ayco Company, L.P.	157,760	US$2.7m	100%	0.01%
0.31%	HighTower Advisors, LLC	157,722	US$2.7m	1.75%	no data
0.29%	Bi Asset Management FondsmÆGlerselskab A/S	145,631	US$2.5m	9.12%	0.03%
0.28%	BB&T Trust	140,610	US$2.4m	1.31%	no data