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B. Riley Principal 250 Merger Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top 25 shareholders own 54.48% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
5.99%	Saba Capital Management, L.P.	1,328,242	US$13.5m	0%	0.25%
5.69%	Sculptor Capital Management, Inc.	1,262,125	US$12.9m	-11.5%	0.28%
3.92%	Nokomis Capital, L.L.C.	869,499	US$8.9m	0%	3.63%
3.81%	Marshall Wace LLP	845,134	US$8.6m	-0.55%	0.03%
3.38%	Shaolin Capital Management LLC	750,000	US$7.6m	-18.3%	0.49%
3.22%	Periscope Capital Inc	712,773	US$7.3m	-20.4%	0.42%
2.11%	Westchester Capital Management, LLC	468,060	US$4.8m	0%	0.23%
1.92%	Castle Creek Arbitrage, LLC	424,995	US$4.3m	0%	0.64%
1.85%	Millennium Management LLC	410,506	US$4.2m	0%	no data
1.82%	First Trust Capital Management L.P.	403,503	US$4.1m	122%	0.28%
1.8%	Corbin Capital Partners, L.P.	399,998	US$4.1m	0%	1.64%
1.78%	Radcliffe Capital Management, L.P.	394,766	US$4.0m	0.08%	0.25%
1.69%	Tudor Investment Corporation	375,000	US$3.8m	0%	0.1%
1.59%	Centiva Capital, LP	353,094	US$3.6m	0%	0.4%
1.58%	Prelude Capital Management, LLC	350,000	US$3.6m	0%	0.24%
1.58%	Owl Creek Asset Management, L.P.	350,000	US$3.6m	0%	0.25%
1.47%	Balyasny Asset Management L.P.	325,000	US$3.3m	0%	0.01%
1.45%	Difesa Capital Management, LP	321,758	US$3.3m	0%	2.76%
1.38%	Sage Rock Capital Management LP	304,935	US$3.1m	0%	1.34%
1.12%	Blackstone Alternative Investment Advisors LLC	247,911	US$2.5m	0%	0.86%
1.11%	Alta Fundamental Advisers LLC	247,000	US$2.5m	0%	1.17%
1.09%	Goldman Sachs Group, Investment Banking and Securities Investments	240,795	US$2.5m	0%	no data
1.05%	Fir Tree Capital Management LP	232,823	US$2.4m	-0.13%	0.16%
1.04%	Point72 Asset Management, L.P.	230,902	US$2.4m	0%	0.01%
1.02%	Bleichroeder LP	225,000	US$2.3m	0%	0.46%