SolarMax Technology Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of SMXT?
Owner Type	Number of Shares	Ownership Percentage
Institutions	2,938,248	6.49%
Public Companies	3,566,700	7.88%
Individual Insiders	17,338,706	38.3%
General Public	21,440,356	47.3%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 52.24% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
8.9%	David Hsu	4,032,298	US$5.2m	0%	no data
7.88%	Changzhou Almaden Co., Ltd.	3,566,700	US$4.6m	0%	no data
7.88%	Jinxi Lin	3,566,700	US$4.6m	0%	no data
5.54%	Ching Liu	2,509,292	US$3.3m	0%	no data
4.85%	Simon Yuan	2,197,088	US$2.9m	0%	no data
4.81%	Bin Lu	2,177,114	US$2.8m	0%	no data
3.88%	Wei Yuan Chen	1,757,670	US$2.3m	0%	no data
2.43%	Wen-Ching Yang	1,098,544	US$1.4m	0%	no data
2.1%	BlackRock, Inc.	950,768	US$1.2m	1,410%	no data
0.92%	Geode Capital Management, LLC	417,437	US$542.7k	242%	no data
0.91%	UBS Asset Management AG	409,956	US$532.9k	17,000%	no data
0.44%	Northern Trust Global Investments	198,191	US$257.6k	506%	no data
0.43%	The Vanguard Group, Inc.	196,154	US$255.0k	466%	no data
0.21%	JPMorgan Chase & Co, Brokerage and Securities Investments	95,997	US$124.8k	0%	no data
0.16%	Goldman Sachs Group, Investment Banking and Securities Investments	74,112	US$96.3k	62%	no data
0.16%	Charles Schwab Investment Management, Inc.	72,186	US$93.8k	541%	no data
0.14%	State Street Global Advisors, Inc.	65,478	US$85.1k	231%	no data
0.14%	Morgan Stanley, Investment Banking and Brokerage Investments	61,857	US$80.4k	116%	no data
0.11%	Bridgeway Capital Management, LLC	50,000	US$65.0k	0%	no data
0.1%	Barclays PLC Private Banking & Investment Banking Investment	46,290	US$60.2k	536%	no data
0.052%	New York State Common Retirement Fund	23,600	US$30.7k	0%	no data
0.052%	Citigroup Inc.,Banking and Securities Investments	23,600	US$30.7k	31.3%	no data
0.05%	Bank of America Corporation, Asset Management Arm	22,695	US$29.5k	452%	no data
0.049%	XTX Holdings Limited, Asset Management Arm	22,400	US$29.1k	0%	no data
0.04%	Millennium Management LLC	18,183	US$23.6k	-89.8%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2025/03/23 03:36
End of Day Share Price	2025/03/21 00:00
Earnings	2024/09/30
Annual Earnings	2023/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* Example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on Github.

Analyst Sources

SolarMax Technology, Inc. is covered by 0 analysts. 0 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.