Rocket Lab USA Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqCM:RKLB Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
24 May 24	SellUS$267,902	Adam Spice	Individual	63,529	US$4.22
24 May 24	SellUS$122,403	Arjun Kampani	Individual	29,026	US$4.22
05 Mar 24	SellUS$285,631	Adam Spice	Individual	67,160	US$4.25
05 Mar 24	SellUS$133,519	Arjun Kampani	Individual	31,394	US$4.25
29 Nov 23	SellUS$86,774	Arjun Kampani	Individual	19,443	US$4.46
29 Nov 23	SellUS$257,609	Adam Spice	Individual	57,721	US$4.46
11 Sep 23	SellUS$20,232,000	Equatorial Trust	Company	3,600,000	US$5.62
30 Aug 23	SellUS$241,612	Logiq, Inc.	Company	38,090	US$6.34
25 Aug 23	SellUS$118,749	Arjun Kampani	Individual	20,675	US$5.74
25 Aug 23	SellUS$352,525	Adam Spice	Individual	61,377	US$5.74

Insider Trading Volume

Insider Buying: RKLB insiders have only sold shares in the past 3 months.

Ownership Breakdown

What is the ownership structure of RKLB?
Owner Type	Number of Shares	Ownership Percentage
State or Government	401,107	0.0814%
Individual Insiders	1,993,636	0.405%
Private Companies	50,951,250	10.3%
VC/PE Firms	92,765,817	18.8%
General Public	171,965,240	34.9%
Institutions	174,702,666	35.5%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 2.9%.

Top Shareholders

Top 25 shareholders own 59.43% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
10.6%	Khosla Ventures, LLC	52,027,273	US$240.4m	-18.4%	18.59%
10.3%	Equatorial Trust	50,951,250	US$235.4m	0%	no data
8.27%	Deer Management Company, LLC	40,738,544	US$188.2m	0%	16.33%
5.89%	The Vanguard Group, Inc.	29,000,578	US$134.0m	9.22%	no data
5.07%	State Street Global Advisors, Inc.	25,005,219	US$115.5m	33.7%	no data
4.85%	BlackRock, Inc.	23,912,574	US$110.5m	-3.13%	no data
2.06%	DCVC	10,132,385	US$46.8m	0%	20.28%
1.95%	Vector Capital Management, L.P.	9,622,769	US$44.5m	0%	49.96%
1.67%	StepStone Group LP	8,206,916	US$37.9m	0%	7.6%
1.29%	Geode Capital Management, LLC	6,334,275	US$29.3m	3.16%	no data
1.2%	ARK Investment Management LLC	5,905,295	US$27.3m	33.8%	0.2%
0.98%	Citadel Advisors LLC	4,809,394	US$22.2m	-1.52%	0.02%
0.79%	Dimensional Fund Advisors LP	3,911,009	US$18.1m	26.7%	no data
0.58%	Morgan Stanley, Investment Banking and Brokerage Investments	2,881,221	US$13.3m	29.4%	no data
0.52%	American Century Investment Management Inc	2,572,613	US$11.9m	-22.5%	0.01%
0.49%	Merrill Lynch & Co. Inc., Banking Investments	2,423,358	US$11.2m	34.7%	no data
0.49%	Northern Trust Global Investments	2,421,264	US$11.2m	-2.36%	no data
0.43%	Charles Schwab Investment Management, Inc.	2,132,771	US$9.9m	2.45%	no data
0.39%	Intrinsic Edge Capital Management LLC	1,925,392	US$8.9m	0%	0.78%
0.34%	Nikko Asset Management Co., Ltd.	1,691,090	US$7.8m	15.7%	no data
0.28%	BNY Asset Management	1,398,892	US$6.5m	-2.72%	no data
0.26%	Millennium Management LLC	1,292,720	US$6.0m	500%	0.01%
0.26%	Tocqueville Asset Management LP	1,284,060	US$5.9m	217%	0.09%
0.25%	Jane Street Group, LLC, Asset Management Arm	1,227,997	US$5.7m	110%	0.01%
0.21%	Financiere de l'Echiquier	1,052,547	US$4.9m	15.3%	0.06%