Hawthorn Bancshares Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqGS:HWBK Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
10 Dec 24	SellUS$237,939	Ategra Capital Management, LLC	Company	7,424	US$32.05
09 Dec 24	SellUS$45,201	Ategra Capital Management, LLC	Company	1,404	US$32.25
05 Dec 24	SellUS$218,700	Ategra Capital Management, LLC	Company	6,824	US$32.21
04 Dec 24	SellUS$95,595	Frank Burkhead	Individual	3,000	US$31.87
14 Nov 24	SellUS$276,503	Ategra Capital Management, LLC	Company	9,670	US$28.62
13 Sep 24	BuyUS$506	Shawna Hettinger	Individual	21	US$24.10
22 Aug 24	BuyUS$2,185	Frank Burkhead	Individual	100	US$21.85
13 Jun 24	BuyUS$19,720	Gregg Bexten	Individual	1,000	US$19.72
10 May 24	BuyUS$39,440	Jonathan Holtaway	Individual	2,000	US$19.72
08 May 24	BuyUS$19,645	Shawna Hettinger	Individual	1,000	US$19.65
03 May 24	BuyUS$294,390	Douglas Eden	Individual	15,000	US$19.63
01 May 24	BuyUS$44,774	Brent Giles	Individual	2,400	US$18.75
30 Apr 24	BuyUS$208,725	Jonathan Holtaway	Individual	11,000	US$19.19
29 Apr 24	BuyUS$9,548	Frank Burkhead	Individual	500	US$19.10
14 Mar 24	BuyUS$9,745	Shawna Hettinger	Individual	500	US$19.49
14 Mar 24	BuyUS$105,160	Jonathan Holtaway	Individual	5,500	US$19.12
14 Mar 24	BuyUS$24,560	Brent Giles	Individual	1,259	US$19.57
11 Mar 24	BuyUS$101,857	Douglas Eden	Individual	5,000	US$20.37
08 Mar 24	BuyUS$199,935	Jonathan Holtaway	Individual	10,000	US$20.10
29 Feb 24	BuyUS$25,884	Jonathan Holtaway	Individual	1,200	US$21.57
29 Feb 24	BuyUS$21,500	Jason Schwartz	Individual	1,000	US$21.50
21 Feb 24	BuyUS$16,212	Shawna Hettinger	Individual	700	US$23.16
16 Feb 24	BuyUS$156,240	Douglas Eden	Individual	7,000	US$22.32

Insider Trading Volume

Insider Buying: HWBK insiders have only sold shares in the past 3 months.

Ownership Breakdown

What is the ownership structure of HWBK?
Owner Type	Number of Shares	Ownership Percentage
Private Companies	110,779	1.59%
Hedge Funds	888,815	12.7%
Institutions	998,758	14.3%
Individual Insiders	1,152,241	16.5%
General Public	3,836,130	54.9%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 43.22% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
9.77%	Douglas Eden	682,948	US$20.5m	579%	no data
7.25%	FJ Capital Management, LLC	506,624	US$15.2m	0.23%	1.52%
5.47%	Ategra Capital Management, LLC	382,191	US$11.4m	-6.21%	7.65%
4.08%	The Vanguard Group, Inc.	284,713	US$8.5m	0.25%	no data
2.38%	Dimensional Fund Advisors LP	166,174	US$5.0m	0%	no data
1.59%	Wetzel Investments, Ltd.	110,779	US$3.3m	0%	no data
1.57%	David Turner	109,478	US$3.3m	0%	no data
1.43%	Bridgeway Capital Management, LLC	100,224	US$3.0m	2.75%	0.05%
1.41%	Philip Freeman	98,684	US$3.0m	0%	no data
1.4%	Kathleen Bruegenhemke	97,931	US$2.9m	0%	no data
0.98%	Geode Capital Management, LLC	68,657	US$2.1m	11.3%	no data
0.68%	Pinnacle Holdings, LLC	47,764	US$1.4m	0%	0.63%
0.64%	BlackRock, Inc.	44,797	US$1.3m	-15%	no data
0.57%	RBF Capital LLC	39,667	US$1.2m	0%	0.06%
0.52%	Kevin Riley	36,646	US$1.1m	0%	no data
0.44%	Susquehanna International Group, LLP, Asset Management Arm	30,880	US$924.9k	10.2%	no data
0.42%	Jason Schwartz	29,342	US$878.8k	0%	no data
0.41%	Gregg Bexten	28,673	US$858.8k	0%	no data
0.41%	Jonathan Holtaway	28,500	US$853.6k	0%	no data
0.36%	Renaissance Technologies LLC	25,243	US$756.0k	0.8%	no data
0.31%	State Street Global Advisors, Inc.	21,384	US$640.5k	0%	no data
0.3%	American Century Investment Management Inc	21,279	US$637.3k	-3.5%	no data
0.29%	Millennium Management LLC	20,011	US$599.3k	-18.6%	no data
0.27%	Mercer Global Advisors Inc.	19,057	US$570.8k	0.32%	no data
0.26%	Frank Burkhead	18,011	US$539.4k	-14%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2024/12/23 10:27
End of Day Share Price	2024/12/20 00:00
Earnings	2024/09/30
Annual Earnings	2023/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

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Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

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Analyst Sources

Hawthorn Bancshares, Inc. is covered by 0 analysts. 0 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution