First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of FXR *?
Owner Type	Number of Shares	Ownership Percentage
Institutions	22,789,151	100%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 0% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
0%	First Trust Advisors LP	10,602,142	Mex$0	-2.37%	0.6%
0%	Wells Fargo & Company, Securities and Brokerage Investments	2,048,887	Mex$0	2.34%	0.04%
0%	Morgan Stanley, Investment Banking and Brokerage Investments	1,808,695	Mex$0	1.02%	0.01%
0%	Merrill Lynch & Co. Inc., Banking Investments	1,291,260	Mex$0	1.67%	0.03%
0%	LPL Financial Corporation, Asset Management Arm	760,456	Mex$0	14.4%	0.02%
0%	Raymond James Financial Inc., Asset Management Arm	697,673	Mex$0	115%	0.02%
0%	UBS Asset Management AG	411,387	Mex$0	-0.24%	no data
0%	O'Dell Group, LLC	313,450	Mex$0	-2.12%	5.17%
0%	NewEdge Advisors, LLC	290,099	Mex$0	6.05%	0.13%
0%	NewSquare Capital, LLC	282,879	Mex$0	-0.84%	1.62%
0%	Advisory Services Network, LLC	264,388	Mex$0	6.09%	0.36%
0%	Royal Bank of Canada, Banking & Securities Investments	264,173	Mex$0	-8.79%	0.01%
0%	Nilsine Partners, LLC	254,035	Mex$0	6.16%	1.98%
0%	Robert W. Baird & Co. Incorporated, Asset Management Arm	218,207	Mex$0	-2.41%	0.03%
0%	Davidson Investment Advisors, Inc.	187,991	Mex$0	-0.67%	0.09%
0%	Benjamin Edwards, Inc, Asset Management Arm	182,079	Mex$0	-6.29%	0.19%
0%	BB&T Trust	172,448	Mex$0	5.24%	0.02%
0%	Janney Montgomery Scott LLC, Asset Management Arm	144,602	Mex$0	-9.13%	0.03%
0%	Stifel Asset Management Corp.	128,519	Mex$0	10.4%	0.01%
0%	The Wealth Consulting Group, Asset Management Arm	99,732	Mex$0	-0.65%	0.48%
0%	Modern Wealth Management, LLC	96,322	Mex$0	0%	0.25%
0%	Gateway Advisory, LLC	88,590	Mex$0	0%	1.05%
0%	Virtue Capital Management, LLC	88,022	Mex$0	0.21%	1.3%
0%	Commonwealth Equity Services, LLC	87,749	Mex$0	-9.7%	0.01%
0%	Envestnet Asset Management, Inc.	82,878	Mex$0	16.9%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2025/03/02 07:42
End of Day Share Price	2024/12/03 00:00
Earnings	N/A
Annual Earnings	N/A

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* Example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on Github.

Analyst Sources

First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund is covered by 0 analysts. 0 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.