Haitong International Securities Group Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of 665?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	17,636,716	0.209%
Institutions	331,999,224	3.93%
General Public	1,894,689,712	22.5%
Public Companies	6,193,865,946	73.4%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 27.1%.

Top Shareholders

Top 25 shareholders own 77.54% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
73.4%	Haitong Securities Co., Ltd.	6,193,865,946	HK$9.4b	0%	no data
1.52%	The Vanguard Group, Inc.	128,388,449	HK$193.9m	1.79%	no data
0.77%	Dimensional Fund Advisors LP	64,657,748	HK$97.6m	-0.24%	no data
0.49%	Norges Bank Investment Management	41,175,660	HK$62.2m	0%	no data
0.48%	BlackRock, Inc.	40,380,819	HK$61.0m	-3.63%	no data
0.37%	E Fund Management Co., Ltd.	31,147,700	HK$47.0m	0%	0.01%
0.12%	Yong Lin	10,471,986	HK$15.8m	0%	no data
0.081%	Charles Schwab Investment Management, Inc.	6,860,094	HK$10.4m	0.47%	no data
0.064%	State Street Global Advisors, Inc.	5,363,147	HK$8.1m	0%	no data
0.039%	Jianfeng Sun	3,292,313	HK$5.0m	0%	no data
0.035%	Tong Sun	2,915,655	HK$4.4m	0%	no data
0.032%	Teachers Insurance and Annuity Association-College Retirement Equities Fund	2,662,810	HK$4.0m	0%	no data
0.027%	UBS Asset Management AG	2,252,707	HK$3.4m	-50.7%	no data
0.017%	Fonds de Réserve pour les Retraites	1,447,377	HK$2.2m	0%	no data
0.016%	KLP Kapitalforvaltning AS	1,383,198	HK$2.1m	0%	no data
0.013%	Legal & General Investment Management Limited	1,074,047	HK$1.6m	0.13%	no data
0.012%	HSBC Global Asset Management (UK) Limited	1,045,507	HK$1.6m	-5.58%	no data
0.011%	Xinjun Zhang	956,762	HK$1.4m	0%	no data
0.0086%	Mercer Global Investments Europe Limited	721,403	HK$1.1m	0%	no data
0.0084%	Geode Capital Management, LLC	706,700	HK$1.1m	0.1%	no data
0.0076%	abrdn plc	640,200	HK$967.1k	0%	no data
0.006%	American Century Investment Management Inc	504,897	HK$762.0k	0.01%	no data
0.0046%	Northern Trust Global Investments	387,816	HK$586.1k	0%	no data
0.0035%	Royal London Asset Management Ltd.	293,000	HK$442.1k	12.4%	no data
0.0034%	Zurich Invest Bank AG, Asset Management Arm	282,327	HK$426.8k	-65%	0.02%

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2024/01/12 15:23
End of Day Share Price	2024/01/11 00:00
Earnings	2023/06/30
Annual Earnings	2022/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

Haitong International Securities Group Limited is covered by 11 analysts. of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Chi Man Wong	CGS International
Yafei Tian	Citigroup Inc
Leon Qi	Daiwa Securities Co. Ltd.