XOMA Royalty Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 2.6%.

Top 25 shareholders own 64.16% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
30.8%	BVF Partners L.P.	3,633,743	US$112.7m	0%	3.17%
9.36%	FMR LLC	1,102,398	US$34.2m	-4.42%	no data
4.55%	BlackRock, Inc.	535,658	US$16.6m	4.52%	no data
3.58%	The Vanguard Group, Inc.	422,394	US$13.1m	1.5%	no data
2.12%	Opaleye Management Inc.	250,000	US$7.8m	0%	1.15%
1.66%	Stonepine Capital Management LLC	195,096	US$6.0m	-22%	1.98%
1.55%	Geode Capital Management, LLC	182,741	US$5.7m	0.63%	no data
1.29%	Morgan Stanley Investment Management Inc.	151,784	US$4.7m	-3.46%	no data
1.21%	State Street Global Advisors, Inc.	142,857	US$4.4m	1.24%	no data
1.02%	TLS Advisors LLC	119,744	US$3.7m	-0.52%	7.77%
0.97%	HighVista Strategies LLC	114,548	US$3.6m	-3.66%	1.17%
0.81%	Woodline Partners LP	95,339	US$3.0m	32%	0.02%
0.8%	Eversept Partners, L.P.	94,289	US$2.9m	2.59%	0.23%
0.76%	Northern Trust Global Investments	89,841	US$2.8m	9.3%	no data
0.75%	Acuitas Investments, LLC	88,058	US$2.7m	-28.5%	0.76%
0.49%	BNY Asset Management	57,547	US$1.8m	-8.15%	no data
0.47%	CM Management, LLC	55,000	US$1.7m	0%	1.29%
0.4%	Pacific Life Fund Advisors LLC	47,652	US$1.5m	0%	0.01%
0.3%	Owen Hughes	34,979	US$1.1m	899%	no data
0.26%	RBF Capital LLC	30,616	US$949.4k	0%	0.04%
0.22%	Bridgeway Capital Management, LLC	26,400	US$818.7k	0%	0.01%
0.21%	Morgan Stanley, Investment Banking and Brokerage Investments	24,228	US$751.3k	185%	no data
0.19%	Dimensional Fund Advisors LP	22,414	US$695.1k	0%	no data
0.19%	Charles Schwab Investment Management, Inc.	21,837	US$677.2k	0%	no data
0.18%	Occudo Quantitative Strategies LP	20,925	US$648.9k	0%	0.11%