Appen Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

DB:433 Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
22 Mar 24	Buy€103,206	Morgan Stanley, Investment Banking and Brokerage Investments	Company	291,535	€0.35
21 Mar 24	Buy€5,777,631	Morgan Stanley, Investment Banking and Brokerage Investments	Company	16,488,947	€0.35
21 Mar 24	Sell€6,714,099	Morgan Stanley, Investment Banking and Brokerage Investments	Company	17,943,100	€0.37
01 Mar 24	Sell€57,227	First Sentier Investors (Australia) IM Ltd	Company	163,710	€0.35
21 Feb 24	Buy€1,287,293	UBS Asset Management AG	Company	5,617,535	€0.23
21 Feb 24	Sell€2,172,907	UBS Asset Management AG	Company	9,083,621	€0.24
15 Feb 24	Buy€660,513	UBS Asset Management AG	Company	3,584,997	€0.18
15 Feb 24	Sell€331,765	UBS Asset Management AG	Company	1,794,027	€0.18
13 Feb 24	Buy€98,798	UBS Asset Management AG	Company	509,557	€0.20
13 Feb 24	Sell€838,793	UBS Asset Management AG	Company	4,258,889	€0.21
12 Feb 24	Buy€953,762	UBS Asset Management AG	Company	5,101,711	€0.19
12 Feb 24	Sell€269,938	UBS Asset Management AG	Company	1,485,727	€0.18
08 Feb 24	Buy€604,005	Merrill Lynch & Co. Inc., Banking Investments	Company	3,267,779	€0.18
08 Feb 24	Buy€84,966	UBS Asset Management AG	Company	503,200	€0.18
08 Feb 24	Sell€518,335	Merrill Lynch & Co. Inc., Banking Investments	Company	2,813,096	€0.18
08 Feb 24	Sell€334,178	UBS Asset Management AG	Company	1,966,849	€0.17
07 Feb 24	Buy€29,964,860	UBS Asset Management AG	Company	88,353,773	€0.66
07 Feb 24	Buy€360,680	First Sentier Investors (Australia) IM Ltd	Company	1,158,034	€0.43
07 Feb 24	Sell€28,041,711	UBS Asset Management AG	Company	80,945,433	€0.35
24 Jan 24	Sell€114,690	Spheria Asset Management Pty Ltd	Company	534,982	€0.31
23 Jan 24	Buy€768,727	Merrill Lynch & Co. Inc., Banking Investments	Company	2,762,168	€0.34
23 Jan 24	Sell€691,617	Merrill Lynch & Co. Inc., Banking Investments	Company	2,434,886	€0.34
22 Jan 24	Buy€77,921	JPMorgan Chase & Co, Brokerage and Securities Investments	Company	393,643	€0.31
22 Jan 24	Sell€94,082	JPMorgan Chase & Co, Brokerage and Securities Investments	Company	411,227	€0.31
09 Jan 24	Buy€1,187	JPMorgan Chase & Co, Brokerage and Securities Investments	Company	3,804	€0.31
09 Jan 24	Sell€17,052	JPMorgan Chase & Co, Brokerage and Securities Investments	Company	55,435	€0.31
08 Jan 24	Sell€422,353	JPMorgan Chase & Co, Brokerage and Securities Investments	Company	1,205,678	€0.40
08 Jan 24	Sell€91,746	Spheria Asset Management Pty Ltd	Company	277,365	€0.48
05 Jan 24	Buy€6,304	JPMorgan Chase & Co, Brokerage and Securities Investments	Company	17,787	€0.40
27 Dec 23	Buy€563,940	Merrill Lynch & Co. Inc., Banking Investments	Company	1,328,020	€0.42
27 Dec 23	Sell€743,539	Merrill Lynch & Co. Inc., Banking Investments	Company	1,813,088	€0.41
27 Dec 23	Sell€443,800	JPMorgan Chase & Co, Brokerage and Securities Investments	Company	1,186,361	€0.48
22 Dec 23	Buy€896,495	JPMorgan Chase & Co, Brokerage and Securities Investments	Company	2,303,692	€0.46
18 Dec 23	Buy€516,248	Morgan Stanley, Investment Banking and Brokerage Investments	Company	1,253,017	€0.41
18 Dec 23	Sell€581,434	Morgan Stanley, Investment Banking and Brokerage Investments	Company	1,513,609	€0.38
15 Dec 23	Buy€1,021,848	Merrill Lynch & Co. Inc., Banking Investments	Company	2,567,899	€0.43
15 Dec 23	Sell€831,534	Merrill Lynch & Co. Inc., Banking Investments	Company	1,975,799	€0.44
15 Dec 23	Buy€18,738	Robin Low	Individual	55,280	€0.34
15 Dec 23	Buy€4,873	Richard Freudenstein	Individual	14,376	€0.34
15 Dec 23	Buy€5,309	Stuart Davis	Individual	15,663	€0.34
08 Dec 23	Buy€618,054	First Sentier Investors (Australia) IM Ltd	Company	1,546,449	€0.44
08 Dec 23	Buy€147,953	Morgan Stanley, Investment Banking and Brokerage Investments	Company	361,210	€0.41
06 Dec 23	Buy€336,292	First Sentier Investors (Australia) IM Ltd	Company	924,102	€0.36
06 Dec 23	Buy€347,006	Morgan Stanley, Investment Banking and Brokerage Investments	Company	934,214	€0.37
06 Dec 23	Sell€87,755	Morgan Stanley, Investment Banking and Brokerage Investments	Company	232,869	€0.38
05 Dec 23	Buy€164,694	Merrill Lynch & Co. Inc., Banking Investments	Company	446,132	€0.37
05 Dec 23	Sell€148,581	Merrill Lynch & Co. Inc., Banking Investments	Company	413,345	€0.36
04 Dec 23	Buy€524,853	JPMorgan Chase & Co, Brokerage and Securities Investments	Company	801,994	€0.65
04 Dec 23	Buy€1,093,584	Spheria Asset Management Pty Ltd	Company	3,250,924	€0.34
04 Dec 23	Buy€527,335	Morgan Stanley, Investment Banking and Brokerage Investments	Company	1,567,621	€0.34
01 Dec 23	Sell€105,331	JPMorgan Chase & Co, Brokerage and Securities Investments	Company	163,067	€0.65
30 Nov 23	Buy€74,729	Merrill Lynch & Co. Inc., Banking Investments	Company	198,672	€0.38
30 Nov 23	Sell€84,965	Merrill Lynch & Co. Inc., Banking Investments	Company	221,460	€0.39
29 Nov 23	Buy€1,470,189	First Sentier Investors (Australia) IM Ltd	Company	2,363,909	€1.25
28 Nov 23	Buy€5,795,999	Merrill Lynch & Co. Inc., Banking Investments	Company	7,645,777	€0.85
28 Nov 23	Sell€5,232,175	Merrill Lynch & Co. Inc., Banking Investments	Company	7,140,788	€0.86
23 Nov 23	Sell€5,288,062	Spheria Asset Management Pty Ltd	Company	5,450,153	€0.97
27 Oct 23	Buy€2,462,917	JPMorgan Chase & Co, Brokerage and Securities Investments	Company	2,671,037	€1.46
27 Oct 23	Sell€2,831,890	JPMorgan Chase & Co, Brokerage and Securities Investments	Company	2,942,419	€1.41
15 Sep 23	Sell€275,239	State Street Global Advisors, Inc.	Company	323,300	€0.85
25 Jul 23	Buy€48,300	State Street Global Advisors, Inc.	Company	35,575	€1.37
21 Jul 23	Buy€750,113	JPMorgan Chase & Co, Brokerage and Securities Investments	Company	528,770	€1.50
21 Jul 23	Sell€814,550	JPMorgan Chase & Co, Brokerage and Securities Investments	Company	575,312	€1.57
23 Jun 23	Buy€3,051,277	JPMorgan Chase & Co, Brokerage and Securities Investments	Company	1,794,574	€2.29
23 Jun 23	Sell€1,829,460	JPMorgan Chase & Co, Brokerage and Securities Investments	Company	1,026,311	€2.31
16 Jun 23	Buy€570,891	State Street Global Advisors, Inc.	Company	323,300	€1.77
14 Jun 23	Buy€9,513	Stuart Davis	Individual	8,167	€1.16
14 Jun 23	Buy€33,574	Robin Low	Individual	28,825	€1.16
14 Jun 23	Buy€8,731	Richard Freudenstein	Individual	7,496	€1.16
14 Jun 23	Buy€9,706	Stephen Hasker	Individual	8,333	€1.16
14 Jun 23	Buy€4,193	Vanessa Liu	Individual	3,600	€1.16
26 May 23	Buy€4,687,812	Spheria Asset Management Pty Ltd	Company	4,170,730	€1.12
18 May 23	Sell€608,875	Spheria Asset Management Pty Ltd	Company	355,167	€1.97
12 May 23	Buy€6,252,911	Spheria Asset Management Pty Ltd	Company	3,818,511	€1.82

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of 433?
Owner Type	Number of Shares	Ownership Percentage
Public Companies	1,498,851	0.676%
Private Companies	7,758,712	3.5%
Individual Insiders	22,973,359	10.4%
Institutions	84,819,036	38.3%
General Public	104,663,295	47.2%

Dilution of Shares: Shareholders have been substantially diluted in the past year, with total shares outstanding growing by 78.3%.

Top Shareholders

Top 25 shareholders own 51.65% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
4.88%	Spheria Asset Management Pty Ltd	10,810,168	€4.0m	-6.99%	0.71%
4.33%	Christopher Vonwiller	9,600,827	€3.6m	0%	no data
3.85%	Merrill Lynch & Co. Inc., Banking Investments	8,544,350	€3.2m	14.6%	no data
3.77%	UBS Asset Management AG	8,361,479	€3.1m	60.4%	no data
3.66%	JPMorgan Chase & Co, Brokerage and Securities Investments	8,111,613	€3.0m	-14.3%	no data
3.45%	Morgan Stanley, Investment Banking and Brokerage Investments	7,649,053	€2.8m	24.5%	no data
3.18%	State Street Global Advisors, Inc.	7,043,429	€2.6m	-24.3%	no data
2.93%	Mondrian Investment Partners Limited	6,486,684	€2.4m	0%	0.02%
2.71%	Norges Bank Investment Management	6,016,779	€2.2m	0%	no data
2.26%	Citigroup Inc.,Banking and Securities Investments	5,002,356	€1.9m	0%	no data
1.77%	Mike Davie	3,925,865	€1.5m	0%	no data
1.73%	Credit Suisse, Investment Banking and Securities Investments	3,844,288	€1.4m	-24.8%	no data
1.37%	Dimensional Fund Advisors LP	3,044,393	€1.1m	-12.3%	no data
1.36%	Bo Xu	3,006,576	€1.1m	0%	no data
1.32%	Lu Hua	2,926,833	€1.1m	0%	no data
1.31%	First Sentier Investors (Australia) IM Ltd	2,900,248	€1.1m	-59.9%	no data
1.29%	Peng Cheng Investment Pty Ltd	2,850,000	€1.1m	0%	no data
1.26%	Matthew Wong Investments (Aus) Pty Ltd	2,802,386	€1.0m	93.9%	no data
1.19%	JPMorgan Chase & Co, Private Banking and Investment Banking Investments	2,635,875	€980.0k	36.7%	no data
0.95%	QY Long River Pty Ltd	2,106,326	€783.1k	0%	no data
0.78%	Bank of America Corporation, Asset Management Arm	1,731,225	€643.7k	-1.93%	no data
0.68%	Spheria Emerging Companies Limited	1,498,851	€557.3k	0%	no data
0.59%	Australian Super Pty Ltd	1,315,151	€489.0k	0%	no data
0.54%	Guoxin Hu	1,200,000	€446.2k	0%	no data
0.5%	Dongmei Chen	1,100,000	€409.0k	0%	no data