Opthea Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

DB:UKJ Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
15 Sep 23	Sell€363	Regal Partners Limited	Company	1,483	€0.24
04 Sep 23	Buy€10,254,984	Regal Partners Limited	Company	37,075,993	€0.34
11 Aug 23	Buy€96,965	Merrill Lynch & Co. Inc., Banking Investments	Company	300,000	€0.32
27 Jul 23	Buy€237,663	Merrill Lynch & Co. Inc., Banking Investments	Company	674,491	€0.35
06 Jul 23	Sell€28,865	Merrill Lynch & Co. Inc., Banking Investments	Company	74,491	€0.39
16 Jun 23	Buy€6,810,989	Regal Partners Limited	Company	12,877,467	€0.67
31 May 23	Buy€605,594	UBS Asset Management AG	Company	1,565,495	€0.39
31 May 23	Sell€693,558	UBS Asset Management AG	Company	1,792,562	€0.39
15 May 23	Buy€1,737,028	UBS Asset Management AG	Company	4,031,124	€0.43
15 May 23	Sell€1,800,627	UBS Asset Management AG	Company	4,126,781	€0.44
15 May 23	Sell€4,681,962	Regal Partners Limited	Company	7,817,737	€0.65

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 41.9%.

Top 25 shareholders own 64% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
23%	Regal Partners Limited	152,169,776	€56.8m	0%	3.58%
14.1%	BNY Mellon Asset Management	93,647,105	€35.0m	0%	0.01%
4.5%	Baker Bros. Advisors LP	29,833,398	€11.1m	-2.67%	0.15%
3.56%	Merrill Lynch & Co. Inc., Banking Investments	23,583,231	€8.8m	0%	no data
3.39%	The Vanguard Group, Inc.	22,450,730	€8.4m	5.05%	no data
2.43%	Hearts and Minds Investments Limited	16,108,545	€6.0m	0%	1.7%
2.19%	UBS Asset Management AG	14,529,244	€5.4m	0%	no data
1.82%	Norges Bank Investment Management	12,069,157	€4.5m	22.3%	no data
1.75%	Jagen Pty Ltd	11,581,484	€4.3m	0%	41.47%
1.07%	Victory Capital Management Inc.	7,072,600	€2.6m	-0.03%	no data
0.87%	Nt-Comnwlth Super Corp	5,762,622	€2.2m	0%	0.04%
0.79%	Margaret Harvey	5,268,323	€2.0m	0%	no data
0.76%	Armada Trading Pty Ltd, Asset Management Arm	5,005,806	€1.9m	0%	83.69%
0.75%	Teacher Retirement System of Texas	5,000,000	€1.9m	0%	0.01%
0.55%	Safo Trading Limited	3,641,130	€1.4m	0%	no data
0.46%	Safo Investments Pty Ltd	3,039,766	€1.1m	0%	no data
0.44%	Suibian Trading Pty Ltd	2,933,644	€1.1m	0%	no data
0.39%	JM Financial Asset Management Pvt. Ltd.	2,561,995	€956.5k	0%	0.17%
0.28%	Lawrence Gozlan	1,877,357	€700.8k	0%	no data
0.2%	BlackRock, Inc.	1,328,512	€496.0k	0%	no data
0.19%	Michael Sistenich	1,233,097	€460.3k	0%	no data
0.18%	Charles Schwab Investment Management, Inc.	1,224,012	€456.9k	0%	no data
0.12%	Pictet Asset Management Limited	820,484	€306.3k	0%	no data
0.12%	PGIM, Inc.	818,768	€305.7k	0%	no data
0.094%	Jackson National Asset Management, LLC	619,920	€231.4k	-0.33%	no data