Rezolute Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

DB:6HV1 Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
12 Dec 24	Buy€39,471	Daron Evans	Individual	9,000	€4.39
09 Dec 24	Buy€50,253	Daron Evans	Individual	10,549	€4.76
24 Sep 24	Buy€17,954	Wladimir Hogenhuis	Individual	4,259	€4.22
25 Jun 24	Buy€18,669	Wladimir Hogenhuis	Individual	4,815	€3.88
14 Jun 24	Buy€27,807	Brian Roberts	Individual	7,600	€3.71
14 Jun 24	Buy€151,050	PoC Capital, LLC	Company	40,000	€3.78
29 May 24	Buy€1,459	Daron Evans	Individual	451	€3.24
24 May 24	Buy€8,907	Daron Evans	Individual	3,000	€2.98
23 May 24	Buy€18,605	Brian Roberts	Individual	7,500	€2.51
28 Mar 24	Buy€1,180	Brian Roberts	Individual	500	€2.36
15 Mar 24	Buy€31,069	Daron Evans	Individual	20,000	€1.55
14 Mar 24	Buy€17,260	Brian Roberts	Individual	10,000	€1.73
08 Mar 24	Buy€88,021	Daron Evans	Individual	50,000	€1.76
07 Mar 24	Buy€63,921	Young-Jin Kim	Individual	36,503	€1.75
07 Mar 24	Buy€846	Brian Roberts	Individual	500	€1.69
26 Feb 24	Buy€12,481	Brian Roberts	Individual	8,000	€1.57
26 Feb 24	Buy€7,743	Nevan Elam	Individual	5,000	€1.55
16 Feb 24	Buy€61,949	Daron Evans	Individual	50,900	€1.27
16 Feb 24	Buy€8,486	Brian Roberts	Individual	7,000	€1.21

Insider Trading Volume

Insider Buying: 6HV1 insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of 6HV1?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	473,234	0.817%
Public Companies	7,192,617	12.4%
General Public	11,514,665	19.9%
Institutions	38,762,550	66.9%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 46.2%.

Top Shareholders

Top 25 shareholders own 74.54% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
19.5%	Federated Hermes, Inc.	11,279,327	€44.4m	0%	0.12%
12.4%	HANDOK Inc.	7,192,617	€28.3m	21%	no data
4.83%	Vivo Capital, LLC	2,797,704	€11.0m	0%	1.03%
4.45%	Nantahala Capital Management, LLC	2,577,121	€10.1m	-13.8%	0.83%
3.33%	The Vanguard Group, Inc.	1,932,057	€7.6m	19.4%	no data
3.01%	Blackstone Alternative Asset Management L.P.	1,744,740	€6.9m	0.01%	1.64%
2.93%	Altium Capital Management LP	1,700,000	€6.7m	0%	2.35%
2.93%	Affinity Asset Advisors, LLC	1,700,000	€6.7m	-8.11%	1.31%
2.71%	ADAR1 Capital Management, LLC	1,571,705	€6.2m	-23.9%	1.28%
2.55%	Ghost Tree Capital, LLC	1,474,995	€5.8m	3.76%	2.48%
2.28%	Caxton Associates LP	1,318,967	€5.2m	0%	0.24%
2.07%	Sphera Funds Management Ltd	1,196,938	€4.7m	-29.9%	0.92%
1.95%	Marshall Wace LLP	1,128,553	€4.4m	7.77%	0.01%
1.53%	Ikarian Capital, LLC	887,230	€3.5m	-1.83%	1.15%
1.38%	Velan Capital Partners LP	800,000	€3.1m	0%	3.65%
0.85%	Geode Capital Management, LLC	491,601	€1.9m	39%	no data
0.81%	Opaleye Management Inc.	466,563	€1.8m	0%	0.34%
0.76%	UBS O'Connor LLC	439,233	€1.7m	-4.04%	0.17%
0.69%	BlackRock, Inc.	398,454	€1.6m	8.91%	no data
0.65%	Citadel Advisors LLC	376,252	€1.5m	11.5%	no data
0.63%	Bank of America Corporation, Asset Management Arm	362,259	€1.4m	31.8%	no data
0.61%	Exome Asset Management LLC	352,056	€1.4m	24.7%	1.06%
0.59%	Schonfeld Strategic Advisors LLC	344,300	€1.4m	33%	0.01%
0.59%	Acadian Asset Management LLC	343,672	€1.4m	86.3%	no data
0.55%	Adage Capital Management, L.P.	315,845	€1.2m	0%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2024/12/19 01:14
End of Day Share Price	2024/12/19 00:00
Earnings	2024/09/30
Annual Earnings	2024/06/30

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

Rezolute, Inc. is covered by 12 analysts. 10 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Julian Harrison	BTIG
Edward Nash	Canaccord Genuity
Pete Stavropoulos	Cantor Fitzgerald & Co.