Codexis Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

DB:4QK Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
25 Oct 24	Buy€67,193	Opaleye Management Inc.	Company	25,000	€2.69
25 Sep 24	Buy€223,285	Opaleye Management Inc.	Company	85,000	€2.63
23 Sep 24	Buy€240,659	Opaleye Management Inc.	Company	90,000	€2.70
20 Sep 24	Buy€2,729,402	Opaleye Management Inc.	Company	1,010,000	€2.70
18 Sep 24	Buy€173,596	Opaleye Management Inc.	Company	61,000	€2.85

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of 4QK?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	2,485,837	3.05%
VC/PE Firms	8,100,000	9.95%
Hedge Funds	8,795,000	10.8%
General Public	14,251,981	17.5%
Institutions	47,745,037	58.7%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 16.5%.

Top Shareholders

Top 25 shareholders own 70.48% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
10.8%	Opaleye Management Inc.	8,795,000	€41.7m	0.29%	7.77%
9.95%	Casdin Capital, LLC	8,100,000	€38.4m	305%	2.74%
8.5%	BlackRock, Inc.	6,915,734	€32.8m	1.86%	no data
5.53%	FMR LLC	4,497,025	€21.3m	1.16%	no data
5.1%	The Vanguard Group, Inc.	4,152,719	€19.7m	1.5%	no data
3.65%	Nantahala Capital Management, LLC	2,967,808	€14.1m	-18.2%	1.17%
3.31%	Telemark Asset Management, LLC	2,696,411	€12.8m	0%	1.41%
2.93%	Columbia Management Investment Advisers, LLC	2,387,025	€11.3m	19.2%	no data
2.23%	Baillie Gifford & Co.	1,813,800	€8.6m	-33%	no data
2.02%	Geode Capital Management, LLC	1,644,039	€7.8m	0.68%	no data
1.91%	State Street Global Advisors, Inc.	1,551,411	€7.4m	2.75%	no data
1.86%	Teachers Insurance and Annuity Association-College Retirement Equities Fund	1,515,958	€7.2m	-18%	no data
1.72%	Millennium Management LLC	1,400,059	€6.6m	1,850%	0.01%
1.54%	Federated Hermes, Inc.	1,256,359	€6.0m	0.15%	0.02%
1.36%	Assenagon Asset Management S.A.	1,103,442	€5.2m	23.4%	0.01%
1.23%	Kent Lake PR LLC	1,000,000	€4.7m	-23.1%	1.64%
1.1%	Jacobs Levy Equity Management Inc	895,695	€4.2m	-11.3%	0.02%
0.98%	abrdn plc	800,410	€3.8m	62.5%	no data
0.96%	John Nicols	783,965	€3.7m	0%	no data
0.91%	Acadian Asset Management LLC	740,137	€3.5m	10.5%	0.01%
0.72%	Northern Trust Global Investments	589,933	€2.8m	0.2%	no data
0.6%	Two Sigma Advisers, LP	485,100	€2.3m	-23.3%	0.01%
0.56%	Stephen Dilly	458,107	€2.2m	0%	no data
0.5%	Dimensional Fund Advisors LP	408,942	€1.9m	20%	no data
0.49%	Acatis Anlageberatung fur Investmentfonds GmbH	400,000	€1.9m	0%	0.14%

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2024/12/24 06:34
End of Day Share Price	2024/12/23 00:00
Earnings	2024/09/30
Annual Earnings	2023/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

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Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

Codexis, Inc. is covered by 20 analysts. 8 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
J. Horwitz	Baird
Vishal Shah	Barclays
Robert Wasserman	Benchmark Company