Capricor Therapeutics Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

DB:4LN2 Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
20 Sep 24	Buy€13,466,998	Nippon Shinyaku Co., Ltd.	Company		2,798,507	€4.81

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of 4LN2?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	586,191	1.29%
Public Companies	4,944,429	10.9%
Institutions	17,480,601	38.4%
General Public	22,458,687	49.4%

Dilution of Shares: Shareholders have been substantially diluted in the past year, with total shares outstanding growing by 44.8%.

Top Shareholders

Top 25 shareholders own 45.34% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
10.9%	Nippon Shinyaku Co., Ltd.	4,944,429	€60.1m	0%	no data
6.53%	BlackRock, Inc.	2,966,914	€36.1m	69.5%	no data
5.01%	The Vanguard Group, Inc.	2,276,784	€27.7m	44.4%	no data
4.95%	Farallon Capital Management, L.L.C.	2,250,400	€27.4m	0%	0.15%
4.86%	State Street Global Advisors, Inc.	2,208,368	€26.8m	331%	no data
1.93%	Geode Capital Management, LLC	879,468	€10.7m	37.8%	no data
1.57%	Altium Capital Management LP	714,000	€8.7m	151%	3.27%
1.39%	Woodline Partners LP	629,934	€7.7m	0%	0.06%
1.36%	Morgan Stanley, Investment Banking and Brokerage Investments	619,039	€7.5m	386%	no data
0.84%	Northern Trust Global Investments	384,157	€4.7m	43.3%	no data
0.62%	Susquehanna International Group, LLP, Asset Management Arm	281,302	€3.4m	128%	0.01%
0.61%	Black Diamond Financial, LLC	277,737	€3.4m	0%	0.56%
0.58%	Citadel Advisors LLC	265,242	€3.2m	0%	no data
0.55%	Goldman Sachs Group, Investment Banking and Securities Investments	251,205	€3.1m	418%	no data
0.46%	Linda Marbán	211,104	€2.6m	5.8%	no data
0.39%	Frank Litvack	176,117	€2.1m	-1.91%	no data
0.38%	Bank of America Corporation, Asset Management Arm	170,543	€2.1m	939%	no data
0.36%	Teachers Insurance and Annuity Association-College Retirement Equities Fund	165,881	€2.0m	383%	no data
0.34%	UBS Asset Management AG	156,316	€1.9m	1,090%	no data
0.33%	Maven Securities Ltd.	150,000	€1.8m	0%	0.37%
0.32%	Kennedy Capital Management LLC	144,250	€1.8m	0%	0.05%
0.28%	Rafferty Asset Management, LLC	126,311	€1.5m	0%	0.01%
0.27%	Ghost Tree Capital, LLC	125,000	€1.5m	0%	0.74%
0.27%	Voloridge Investment Management, LLC	121,623	€1.5m	0%	0.01%
0.26%	Two Sigma Investments, LP	119,047	€1.4m	224%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2025/03/17 06:01
End of Day Share Price	2025/03/14 00:00
Earnings	2024/09/30
Annual Earnings	2023/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* Example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on Github.

Analyst Sources

Capricor Therapeutics, Inc. is covered by 10 analysts. 7 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Kristen Kluska	Cantor Fitzgerald & Co.
Reni Benjamin	H.C. Wainwright & Co.
Joseph Pantginis	H.C. Wainwright & Co.