Highland Global Allocation Fund Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

DB:O60 Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
28 Jun 24	Buy€47,059	Ethan Powell	Individual		6,750	€6.97

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of O60?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	6,750	0.0295%
Institutions	11,225,172	49.1%
General Public	11,623,290	50.9%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 48.89% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
13%	Charles Schwab Investment Management, Inc.	2,980,611	€21.4m	0%	no data
11.5%	Raymond James Financial Inc., Asset Management Arm	2,637,580	€18.9m	-4.97%	0.01%
6.71%	Northern Trust Global Investments	1,533,607	€11.0m	0%	no data
3.61%	Morgan Stanley, Investment Banking and Brokerage Investments	824,993	€5.9m	-0.19%	no data
3.19%	LPL Financial Corporation, Asset Management Arm	728,835	€5.2m	103%	no data
2.92%	Shaker Financial Services, LLC	667,027	€4.8m	1.44%	2.17%
1.72%	Deschutes Portfolio Strategy, LLC	393,000	€2.8m	0%	1.63%
1.09%	Osaic Wealth, Inc. , Asset Management Arm	249,147	€1.8m	0%	0.01%
0.76%	Quantedge Capital Pte Ltd	174,487	€1.3m	-13.6%	0.61%
0.6%	Landscape Capital Management, LLC	136,510	€980.1k	-13.7%	0.13%
0.53%	Sovereign Financial Group, Inc.	120,026	€861.8k	4.82%	0.23%
0.51%	Private Advisor Group, LLC	115,752	€831.1k	1.31%	0.01%
0.46%	AQR Capital Management, LLC	104,800	€752.5k	-29.1%	no data
0.38%	Highland Capital Management, L.P.	86,246	€619.2k	0%	0.21%
0.3%	UBS Asset Management AG	68,772	€493.8k	-5.8%	no data
0.29%	Cambridge Investment Research Advisors, Inc.	67,177	€482.3k	-3.35%	no data
0.2%	Oppenheimer Asset Management Inc.	44,643	€320.5k	4.8%	no data
0.19%	Total Wealth Planning and Management, Inc.	42,593	€305.8k	195%	0.36%
0.18%	Capital Investment Advisors, LLC	42,221	€303.1k	-12.3%	0.01%
0.17%	Cetera Investment Advisers LLC	39,300	€282.2k	22.5%	no data
0.13%	Bay Colony Advisory Group, Inc.	29,985	€215.3k	82.3%	0.04%
0.12%	Arete Wealth Advisors, LLC	26,954	€193.5k	11.7%	0.02%
0.1%	Arlington Capital Management, Inc.	23,188	€166.5k	-1.32%	0.14%
0.088%	Royal Bank of Canada, Banking & Securities Investments	20,037	€143.9k	-4.39%	no data
0.069%	Blue Bell Private Wealth Management, LLC	15,655	€112.4k	16.8%	0.02%

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2025/05/10 08:19
End of Day Share Price	2025/05/09 00:00
Earnings	N/A
Annual Earnings	N/A

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* Example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on Github.

Analyst Sources

Highland Global Allocation Fund is covered by 0 analysts. 0 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.