Great Elm Capital Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

DB:O4R Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
21 Nov 23	Buy€248,312	Great Elm Group, Inc.	Company		27,000	€9.20
15 Aug 23	Buy€22,652	Richard Cohen	Individual		2,612	€8.67

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of O4R?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	167,242	1.77%
Institutions	575,877	6.09%
Hedge Funds	1,510,097	16%
Public Companies	1,516,932	16%
VC/PE Firms	1,850,424	19.6%
General Public	3,831,810	40.5%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 24.3%.

Top Shareholders

Top 25 shareholders own 59.46% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
19.6%	Great Elm Capital Management, Inc.	1,850,424	€17.4m	0%	100.0%
16.1%	Great Elm Group, Inc.	1,516,932	€14.3m	-0.24%	no data
8.45%	Northern Right Capital Management, L.P.	798,471	€7.5m	0%	3.06%
7.53%	Imperial Capital Asset Management LLC	711,626	€6.7m	0%	38.8%
3.94%	JPMorgan Chase & Co, Brokerage and Securities Investments	372,495	€3.5m	0%	no data
1.01%	Cruiser Capital Advisors, LLC	95,848	€903.0k	28.8%	1.42%
0.65%	Matthew Drapkin	61,617	€580.5k	0%	no data
0.54%	Matthew Kaplan	50,668	€477.3k	0%	no data
0.29%	O'Shaughnessy Asset Management, LLC	27,730	€261.2k	13.1%	no data
0.27%	Acadian Asset Management LLC	25,338	€238.7k	-33%	no data
0.22%	Adam Kleinman	20,558	€193.7k	0%	no data
0.21%	Citadel Advisors LLC	19,986	€188.3k	57.5%	no data
0.18%	Mark Kuperschmid	16,972	€159.9k	0%	no data
0.16%	Keri Davis	14,815	€139.6k	0%	no data
0.15%	Ritholtz Wealth Management	13,793	€129.9k	15.7%	no data
0.12%	Millennium Management LLC	10,900	€102.7k	5.77%	no data
0.065%	Cove Street Capital, LLC	6,100	€57.5k	-50%	0.02%
0.032%	Morgan Stanley, Investment Banking and Brokerage Investments	3,022	€28.5k	169%	no data
0.028%	Richard Cohen	2,612	€24.6k	0%	no data
0.0038%	RBC Dominion Securities Inc., Asset Management Arm	355	€3.3k	0%	no data
0.0032%	FNY Investment Advisers, LLC	300	€2.8k	0%	no data
0.00007%	Investors Research Corporation	7	€62.3	0%	no data
0.00001%	UBS Asset Management AG	1	€8.9	-98.5%	no data
0.00001%	Osaic Wealth, Inc. , Asset Management Arm	1	€8.9	0%	no data
0.00001%	Wells Fargo & Company, Securities and Brokerage Investments	1	€8.9	-99.4%	no data