Ameriprise Financial Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

DB:A4S Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
28 Feb 24	Sell€3,042,540	William Truscott	Individual	8,000	€380.32
26 Feb 24	Sell€8,201,033	James Cracchiolo	Individual	22,000	€376.68
26 Feb 24	Sell€820,937	Gerard Smyth	Individual	2,179	€376.75
22 Feb 24	Sell€142,722	Gumer Alvero	Individual	385	€370.71
20 Feb 24	Sell€5,747,676	James Cracchiolo	Individual	15,586	€369.84
12 Feb 24	Sell€2,685,657	Joseph Sweeney	Individual	7,200	€373.01
07 Feb 24	Sell€4,810,263	Walter Berman	Individual	13,346	€360.52
06 Feb 24	Sell€1,438,912	Robert Sharpe	Individual	4,000	€359.73
14 Dec 23	Sell€1,032,002	Joseph Sweeney	Individual	3,000	€344.00
04 Aug 23	Sell€2,013,838	Walter Berman	Individual	6,312	€319.05
01 Aug 23	Sell€769,053	Gerard Smyth	Individual	2,418	€318.05
29 Jun 23	Sell€139,401	Gumer Alvero	Individual	460	€303.05

Insider Trading Volume

Insider Buying: A4S insiders have only sold shares in the past 3 months.

Ownership Breakdown

What is the ownership structure of A4S?
Owner Type	Number of Shares	Ownership Percentage
Private Companies	14,744	0.0148%
State or Government	152,584	0.153%
Individual Insiders	178,482	0.179%
General Public	13,825,412	13.9%
Institutions	85,428,778	85.8%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 56.35% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
13.1%	The Vanguard Group, Inc.	13,012,431	€5.0b	-1.81%	0.09%
8.37%	BlackRock, Inc.	8,338,265	€3.2b	-2.4%	0.06%
4.52%	State Street Global Advisors, Inc.	4,504,098	€1.7b	1.12%	0.08%
3.51%	Aristotle Capital Management, LLC	3,499,042	€1.3b	-4.74%	2.71%
3.11%	UBS Asset Management AG	3,093,673	€1.2b	-0.21%	0.18%
2.95%	JP Morgan Asset Management	2,934,768	€1.1b	1.55%	0.15%
2.5%	Geode Capital Management, LLC	2,493,070	€953.4m	0.33%	0.09%
1.92%	Viking Global Investors LP	1,914,374	€732.1m	10.4%	2.84%
1.71%	Boston Partners Global Investors, Inc.	1,703,959	€651.6m	1.14%	0.48%
1.36%	Teachers Insurance and Annuity Association-College Retirement Equities Fund	1,357,146	€519.0m	-1.46%	0.15%
1.36%	Norges Bank Investment Management	1,354,655	€518.0m	8.28%	0.05%
1.19%	Northern Trust Global Investments	1,180,946	€451.6m	-5.63%	0.08%
1.08%	BNY Mellon Asset Management	1,070,797	€409.5m	-20.1%	0.08%
1.02%	Dimensional Fund Advisors LP	1,015,225	€388.2m	3.67%	0.08%
1.01%	Eaton Vance Management	1,008,160	€385.5m	0%	0.11%
0.97%	FMR LLC	969,951	€370.9m	-3.36%	0.03%
0.95%	LSV Asset Management	948,925	€362.9m	-4.85%	0.73%
0.93%	Lyrical Asset Management LP	922,600	€352.8m	-1.06%	5.78%
0.83%	Legal & General Investment Management Limited	824,515	€315.3m	19.6%	0.07%
0.75%	Goldman Sachs Asset Management, L.P.	748,354	€286.2m	-4.3%	0.09%
0.73%	Beutel Goodman & Company Ltd.	726,854	€278.0m	-0.49%	1.37%
0.67%	Morgan Stanley Investment Management Inc.	666,715	€255.0m	-2%	0.19%
0.65%	Envestnet Asset Management, Inc.	652,360	€249.5m	5.21%	0.11%
0.6%	TD Asset Management, Inc.	595,644	€227.8m	151%	0.19%
0.59%	Morgan Stanley, Investment Banking and Brokerage Investments	587,041	€224.5m	9.76%	0.03%